4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0000720005-04-000066
$RJFCIK 0000720005operating
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 8:39 AM ET
Size
10.9 KB
Accession
0000720005-04-000066
Insider Transaction Report
Form 4
AUGENBRAUN BARRY S
Sr. VP - Corporate Secretary
Transactions
- Exercise/Conversion
Common Stock
2004-12-03$13.75/sh+900$12,375→ 3,929 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-12-03$13.75/sh−900$12,375→ 0 totalExercise: $13.75From: 2004-11-18Exp: 2005-01-18→ Common Stock (900 underlying)
Holdings
- 6,000
Employee Stock Option (right to buy)
Exercise: $21.33From: 2004-11-28Exp: 2007-01-28→ Common Stock (6,000 underlying) - 7,500
Employee Stock Option (right to buy)
Exercise: $25.20From: 2006-12-04Exp: 2009-02-04→ Common Stock (7,500 underlying) - 939(indirect: ESOP)
Common Stock
Footnotes (2)
- [F1]Options Becoming exercisable 3,600 on 11/28/2004, 1,200 on 11/28/2005 and 1,200 on 11/28/2006
- [F2]Options Becoming exercisable 2,625 on 12/04/2006, 1,875 on 01/04/2007, 1,500 on 12/04/07 and 1,500 on 12/04/2008
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 8:39 AM ET
- Size
- 10.9 KB