4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0000720005-06-000103
$RJFCIK 0000720005operating
Filed
May 30, 8:00 PM ET
Accepted
May 31, 10:09 AM ET
Size
15.8 KB
Accession
0000720005-06-000103
Insider Transaction Report
Form 4
EITEL JOHN TIMOTHY
Chief Information Officer
Transactions
- Gift
Common Stock
2005-12-07−600→ 44,118 total
Holdings
- 11,250
Employee Stock Option (right to buy)
Exercise: $14.02From: 2005-12-10Exp: 2008-02-10→ Common Stock (11,250 underlying) - 12,258
Employee Stock Option (right to buy)
Exercise: $16.80From: 2006-12-04Exp: 2009-02-04→ Common Stock (12,258 underlying) - 13,500
Employee Stock Option (right to buy)
Exercise: $14.22From: 2004-11-28Exp: 2007-01-28→ Common Stock (13,500 underlying) - 18,103(indirect: ESOP)
Common Stock
- 2,048(indirect: By Spouse)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2011-02-01→ Common Stock (15,000 underlying) - 5,742
Employee Stock Option (right to buy)
Exercise: $16.80From: 2006-12-04Exp: 2009-02-04→ Common Stock (5,742 underlying)
Footnotes (12)
- [F1]On March 22, 2006, the common stock of RJF split 3 - for - 2, resulting in the reporting person's acquition of 15,345 additional shares of common stock.
- [F10]This option was previously reported as covering 8,172 shares at an exercise price of $25.20, but was adjusted to reflect the stock split on March 22, 2006
- [F11]Options Becoming Exercisable - 9,000 on 12/01/2008, 3,000 on 12/01/2009 and 3,000 on 12/01/2010
- [F12]This option was previously reported as covering 10,000 shares at an exercise price of $37.46, but was adjusted to reflect the stock split on March 22, 2006
- [F2]On March 22, 2006, the common stock of RJF split 3 - for - 2, resulting in the reporting person's acquition of 6,045 additional shares of common stock. The shares also included shares acquired under ESOP through March 22, 2006.
- [F3]On March 22, 2006, the common stock of RJF split 3 - for - 2, resulting in the reporting person's acquition of 682 additional shares of common stock.
- [F4]Options Currently exercisable 10,800 Options Becoming exercisable - 2,700 on 11/28/2006
- [F5]This option was previously reported as covering 9,000 shares at an exercise price of $21.33, but was adjusted to reflect the stock split on March 22, 2006
- [F6]Options Currently exercisable - 1,687 Options Becoming Exercisable 3,938 on 12/10/2006 and 5,625 on 12/10/2007
- [F7]This option was previously reported as covering 7,500 shares at an exercise price of $21.03, but was adjusted to reflect the stock split on March 22, 2006
- [F8]This option was previously reported as covering 3,828 shares at an exercise price of $25.20, but was adjusted to reflect the stock split on March 22, 2006
- [F9]Options Becoming Exercisable - 378 on 12/4/2006, 1,080 on 12/04/2007, 5,400 on 01/04/2008 and 5,400 on 01/04/2009
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 10:09 AM ET
- Size
- 15.8 KB