4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0000720005-07-000063
$RJFCIK 0000720005operating
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 3:01 PM ET
Size
20.2 KB
Accession
0000720005-07-000063
Insider Transaction Report
Form 4
SHIELDS KENNETH A
Director
Transactions
- Sale
Common Stock
2007-06-14$32.09/sh−70,355$2,257,692→ 0 total - Exercise/Conversion
Common Stock
2007-06-13+6,489→ 10,063 total(indirect: Registered Retirement Plan (RRSP, CA)) - Exercise/Conversion
RJF Class D Exchangeable Shares
2007-06-13−3,574→ 0 total(indirect: By Spouse)Exercise: $0.00From: 2001-01-01Exp: 2011-01-31→ Common Stock (3,574 underlying) - Exercise/Conversion
Common Stock
2007-06-13+3,574→ 3,574 total(indirect: Registered Retirement Plan (RRSP, CA)) - Exercise/Conversion
Common Stock
2007-06-13+70,355→ 70,355 total - Exercise/Conversion
RJF Class D Exchangeable Shares
2007-06-13−70,355→ 11,843 totalExercise: $0.00From: 2001-01-01Exp: 2011-01-31→ Common Stock (70,355 underlying) - Exercise/Conversion
RJF Class E Exchangeable Shares
2007-06-13−6,489→ 0 total(indirect: By Spouse)Exercise: $0.00From: 2003-01-01Exp: 2011-01-31→ Common Stock (6,489 underlying) - Sale
Common Stock
2007-06-14$32.09/sh−10,063$322,922→ 0 total(indirect: Registered Retirement Plan (RRSP, CA))
Holdings
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2011-02-01→ Common Stock (15,000 underlying) - 35,227
RJF Class E Exchangeable Shares
Exercise: $0.00From: 2003-01-01Exp: 2011-01-31→ Common Stock (35,227 underlying)
Footnotes (1)
- [F1]Options Becoming exercisable - 9,000 on 12/01/2008, 3,000 on 12/01/2009 and 3,000 on 12/01/2010
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 3:01 PM ET
- Size
- 20.2 KB