RAYMOND JAMES FINANCIAL INC 8-K

What Happened

• Raymond James Financial, Inc. (RJF) filed a Form 8-K on May 20, 2026 (Item 7.01) to furnish a press release disclosing the company's operating data for April 2026. The press release is attached as Exhibit 99.1 and dated May 20, 2026. The filing states the information is being "furnished" under Regulation FD and is not deemed "filed" for Section 18 liability purposes.

Key Details

• Filing date: May 20, 2026 (Form 8-K, Item 7.01 – Regulation FD Disclosure).
• Subject: Press release disclosing Raymond James' operating data for April 2026 (Exhibit 99.1, dated May 20, 2026).
• Regulatory treatment: Information furnished, not filed — not subject to Section 18 liability and not automatically incorporated by reference into other SEC filings unless explicitly stated.
• Signed by: Jonathan W. Oorlog, Jr., Chief Financial Officer (signature on the Form 8-K).

Why It Matters

• Furnishing operating data gives investors timely insight into recent business activity (e.g., flows, assets, client metrics) ahead of formal quarterly financial reports. While this 8-K does not change reported earnings or announce management changes, the disclosed operating metrics can help investors track short-term trends in Raymond James' business performance. Note the material is furnished under Regulation FD, which ensures broad public disclosure but limits legal liability under Section 18.