WANSEM PAUL J VAN DER 4
4 · AMTECH SYSTEMS INC · Filed Dec 15, 2017
Insider Transaction Report
Form 4
WANSEM PAUL J VAN DER
DirectorSee Remarks
Transactions
- Exercise/Conversion
Common Stock
2017-12-13$6.08/sh+8,227$50,020→ 284,966 total - Gift
Common Stock
2017-12-14−6,583→ 272,924 total - Exercise/Conversion
Common Stock
2017-12-13$7.15/sh+4,113$29,408→ 276,739 total - Exercise/Conversion
Common Stock
2017-12-13$5.75/sh+6,000$34,500→ 290,966 total - Exercise/Conversion
Stock Options (right to buy)
2017-12-13$5.75/sh−6,000$34,500→ 0 totalExercise: $5.75From: 2017-09-18Exp: 2027-03-17→ Common Stock (6,000 underlying) - Exercise/Conversion
Stock Options (right to buy)
2017-12-13$7.15/sh−4,113$29,408→ 0 totalExercise: $7.15From: 2015-01-30Exp: 2020-06-03→ Common Stock (4,113 underlying) - Sale
Common Stock
2017-12-13$9.99/sh−11,459$114,475→ 279,507 total - Exercise/Conversion
Stock Options (right to buy)
2017-12-13$6.08/sh−8,227$50,020→ 0 totalExercise: $6.08From: 2015-01-30Exp: 2019-11-05→ Common Stock (8,227 underlying)
Holdings
- 22,706(indirect: By Trust)
Common Stock
- 30,277(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $9.99 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Bona fide gift to charitable foundation
- [F3]Mr. van der Wansem disclaims beneficial ownership in shares held by his wife.
- [F4]Mr. van der Wansem disclaims any beneficial ownership is shares held by the 1981 Van der Wansem Family Trust.
- [F5]One-third of the stock option granted vest on each of the first three anniversaries of the grant date.