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STIFEL FINANCIAL CORP·4

Jan 21, 1:46 PM ET

MAPLES RICK E 4

4 · STIFEL FINANCIAL CORP · Filed Jan 21, 2004

Insider Transaction Report

Form 4
Period: 2004-01-20
STIFEL FINANCIAL CORPSF
MAPLES RICK E
Other
Transactions
  • Tax Payment

    Common Stock

    2004-01-20$18.52/sh−2,546$47,152→ 49,774 total
  • Exercise/Conversion

    Common Stock

    2004-01-20$18.52/sh+6,938$128,492→ 52,320 total
  • Exercise/Conversion

    Phantom Stock Units

    2004-01-20$18.52/sh−6,938$128,492→ 46,118 total
    Exercise: $0.00From: 2005-01-01→ Common Stock (6,938 underlying)
Holdings

  • Stock Option (Option to Buy)

    → Common Stock (10,500 underlying)
    10,500
Footnotes (5)
  • [F1]Phantom Stock Units vest in 33 1/3% increments on 1/1/03, 1/1/04 and 1/1/05.
  • [F2]No expiration date for these Units.
  • [F3]Various exercise prices.
  • [F4]Various exercisable dates.
  • [F5]Various expiration dates.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT