PRINCE TOM 4
4 · STIFEL FINANCIAL CORP · Filed Jan 21, 2004
Insider Transaction Report
Form 4
PRINCE TOM
GENERAL COUNSEL
Transactions
- Exercise/Conversion
Common Stock
2004-01-20$18.52/sh+852$15,779→ 3,771 total - Tax Payment
Common Stock
2004-01-20$18.52/sh−330$6,112→ 3,441 total - Exercise/Conversion
Phantom Stock Units
2004-01-20$18.52/sh−852$15,779→ 2,131 totalExercise: $0.00→ Common Stock (852 underlying)
Holdings
- 4,000
Stock Option (Option to Buy)
Exercise: $10.40Exp: 2012-01-02→ Common Stock (4,000 underlying)
Footnotes (6)
- [F1]Phantom stock units vest in 33 1/3% increments on 1/1/04, 1/1/05 and 1/1/06.
- [F2]No expiration date for these Units.
- [F3]Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07.
- [F4]Various exercise prices.
- [F5]Various exercisable dates.
- [F6]Various expiration dates.