4//SEC Filing
PRINCE TOM 4
Accession 0000720672-04-000017
CIK 0000720672other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 1:47 PM ET
Size
11.0 KB
Accession
0000720672-04-000017
Insider Transaction Report
Form 4
PRINCE TOM
GENERAL COUNSEL
Transactions
- Exercise/Conversion
Common Stock
2004-01-20$18.52/sh+852$15,779→ 3,771 total - Tax Payment
Common Stock
2004-01-20$18.52/sh−330$6,112→ 3,441 total - Exercise/Conversion
Phantom Stock Units
2004-01-20$18.52/sh−852$15,779→ 2,131 totalExercise: $0.00→ Common Stock (852 underlying)
Holdings
- 4,000
Stock Option (Option to Buy)
Exercise: $10.40Exp: 2012-01-02→ Common Stock (4,000 underlying)
Footnotes (6)
- [F1]Phantom stock units vest in 33 1/3% increments on 1/1/04, 1/1/05 and 1/1/06.
- [F2]No expiration date for these Units.
- [F3]Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07.
- [F4]Various exercise prices.
- [F5]Various exercisable dates.
- [F6]Various expiration dates.
Documents
Issuer
STIFEL FINANCIAL CORP
CIK 0000720672
Entity typeother
Related Parties
1- filerCIK 0001203711
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 1:47 PM ET
- Size
- 11.0 KB