PRINCE TOM 4
4 · STIFEL FINANCIAL CORP · Filed Jun 18, 2004
Insider Transaction Report
Form 4
PRINCE TOM
GENERAL COUNSEL
Transactions
- Purchase
Common Stock
2004-06-18+0→ 3,441 total
Holdings
- 3,144
Phantom Stock Units
Exercise: $0.00→ Common Stock (3,144 underlying) - 2,400
Stock Option (Option to Buy)
Exercise: $10.40Exp: 2012-01-02→ Common Stock (2,400 underlying) - 1,200
Stock Option (Option to Buy)
→ Common Stock (1,200 underlying)
Footnotes (6)
- [F1]Phantom Stock Units vest in 33 1/3% increments on 1/1/05, 1/1/06 and 1/1/07
- [F2]No expiration date for these Units.
- [F3]Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07.
- [F4]Various exercise prices.
- [F5]Various exercisable dates.
- [F6]Various expiration dates.