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STIFEL FINANCIAL CORP·4

Jan 14, 2:02 PM ET

KENDRICK THOMAS R 4

4 · STIFEL FINANCIAL CORP · Filed Jan 14, 2005

Insider Transaction Report

Form 4
Period: 2004-02-13
STIFEL FINANCIAL CORPSF
KENDRICK THOMAS R
Other
Transactions
  • Exercise/Conversion

    Common Stock

    2005-01-12$20.22/sh+12,089$244,440→ 15,154 total
  • Tax Payment

    Common Stock

    2005-01-12$20.22/sh−4,199$84,904→ 10,955 total
  • Award

    Phantom Stock Units

    [F1]
    2004-02-13+29,564→ 67,344 total
    Exercise: $0.00From: 2009-01-01→ Common Stock (29,564 underlying)
  • Exercise/Conversion

    Phantom Stock Units

    [F2][F1]
    2005-01-12−12,089→ 55,255 total
    Exercise: $0.00From: 2009-01-01→ Common Stock (12,089 underlying)
Holdings

  • Stock Option (Option to Buy)

    [F3]
    Exercise: $7.80Exp: 2012-01-02→ Common Stock (10,667 underlying)
    10,667
Footnotes (3)
  • [F1]No expiration date for these Units.
  • [F2]Phantom stock units vest in 33 1/3% increments on 1/1/04, 1/1/05 and 1/1/06.
  • [F3]Various exercisable dates.
Signature
By: Forrest M. Smith For: Thomas R. Kendrick|2005-01-14

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT