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STIFEL FINANCIAL CORP·4

Jan 14, 2:02 PM ET

SCHLAFLY J JOSEPH 4

4 · STIFEL FINANCIAL CORP · Filed Jan 14, 2005

Insider Transaction Report

Form 4
Period: 2004-07-26
STIFEL FINANCIAL CORPSF
SCHLAFLY J JOSEPH
Other
Transactions
  • Exercise/Conversion

    Phantom Stock Units

    2005-01-12−7,971→ 11,995 total
    Exercise: $0.00From: 2005-02-01→ Common Stock (7,971 underlying)
  • Exercise/Conversion

    Common Stock

    2005-01-12$20.22/sh+7,971$161,174→ 32,277 total
  • Tax Payment

    Common Stock

    2005-01-12$20.22/sh−2,863$57,890→ 29,414 total
  • Award

    Phantom Stock Units

    2004-07-26+152→ 19,966 total
    Exercise: $0.00From: 2008-01-01→ Common Stock (152 underlying)
  • Award

    Phantom Stock Units

    2004-07-26+605→ 19,814 total
    Exercise: $0.00→ Common Stock (605 underlying)
Holdings

  • Stock Option (Option to Buy)

    Exercise: $7.19Exp: 2009-02-02→ Common Stock (10,500 underlying)
    10,500
Footnotes (4)
  • [F1]Units vest in 33 1/3% increments yearly from the grant date.
  • [F2]No expiration date for these Units.
  • [F3]Phantom Stock Units vest in 33 1/3% increments on 2/1/03, 2/1/04 and 2/1/05.
  • [F4]Various exercisable dates.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT