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4//SEC Filing

STIFEL FINANCIAL CORP 4

Accession 0000720672-07-000093

$SFCIK 0000720672operating
View on SEC.govCompany Profile

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 2:23 PM ET

Size

17.0 KB

Accession

0000720672-07-000093

Insider Transaction Report

Form 4
Period: 2007-06-07
STIFEL FINANCIAL CORPSF
KENDRICK THOMAS R
Other
Transactions
  • Sale

    Common Stock

    2007-06-08$56.47/sh−2,646$149,420→ 28,176 total
  • Exercise/Conversion

    Stock Option (Option to Buy)

    2007-06-08−5,333→ 0 total
    Exercise: $7.80Exp: 2012-01-02→ Common Stock (5,333 underlying)
  • Tax Payment

    Common Stock

    2007-06-08$56.47/sh−2,687$151,735→ 30,822 total
  • Exercise/Conversion

    Common Stock

    2007-06-07$7.80/sh+5,334$41,605→ 33,510 total
  • Exercise/Conversion

    Common Stock

    2007-06-08$7.80/sh+5,333$41,597→ 33,509 total
  • Exercise/Conversion

    Stock Option (Option to Buy)

    2007-06-07−5,334→ 5,333 total
    Exercise: $7.80Exp: 2012-01-02→ Common Stock (5,334 underlying)
  • Tax Payment

    Common Stock

    2007-06-07$56.63/sh−2,687$152,165→ 30,823 total
  • Sale

    Common Stock

    2007-06-07$56.63/sh−2,647$149,900→ 28,176 total
Holdings

  • Phantom Stock Units

    Exercise: $0.00→ Common Stock (47,395 underlying)
    47,395
Footnotes (3)
  • [F1]Various exercisable dates.
  • [F2]Units vest 100% five years from the grant date.
  • [F3]No expiration date for these Units.

Documents

1 file

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000720672

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 2:23 PM ET
Size
17.0 KB
View on SEC.gov