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STIFEL FINANCIAL CORP · Sep 20, 3:57 PM ET

STIFEL FINANCIAL CORP 4

4 · STIFEL FINANCIAL CORP · Filed Sep 20, 2007

Insider Transaction Report

Form 4
Period: 2007-09-19
STIFEL FINANCIAL CORPSF
SCHLAFLY J JOSEPH
Other
Transactions
  • Sale

    Common Stock

    2007-09-19$55.55/sh−2,353$130,709→ 27,351 total
  • Tax Payment

    Common Stock

    2007-09-19$55.55/sh−1,647$91,491→ 29,704 total
  • Exercise/Conversion

    Common Stock

    2007-09-19$7.19/sh+4,000$28,750→ 31,351 total
  • Exercise/Conversion

    Stock Option (Option to Buy)

    2007-09-19−4,000→ 6,500 total
    Exercise: $7.19Exp: 2009-02-02→ Common Stock (4,000 underlying)
Holdings

  • Phantom Stock Units

    Exercise: $0.00→ Common Stock (5,111 underlying)
    5,111
Footnotes (3)
  • [F1]Various exercisable dates.
  • [F2]Units vest 100% three years from the grant date.
  • [F3]No expiration date for these Units.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT