BAER ROBERT J 4

Accession 0000720672-09-000014

CIK 0000720672other

View on SEC.gov Company Profile

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 12:16 PM ET

Size

68.4 KB

Accession

0000720672-09-000014

Insider Transaction Report

Form 4

Period: 2009-01-20

STIFEL FINANCIAL CORPSF

BAER ROBERT J

Director

Transactions

Exercise/Conversion
Common Stock
2009-01-20+172→ 9,936 total
Exercise/Conversion
Common Stock
2009-01-20+211→ 10,147 total
Exercise/Conversion
Common Stock
2009-01-20+248→ 11,394 total
Exercise/Conversion
Common Stock
2009-01-20+408→ 12,309 total
Exercise/Conversion
Common Stock
2009-01-20+102→ 12,411 total
Exercise/Conversion
Common Stock
2009-01-20+193→ 12,604 total
Exercise/Conversion
Common Stock
2009-01-20+283→ 9,764 total
Exercise/Conversion
Common Stock
2009-01-20+262→ 10,463 total
Exercise/Conversion
Common Stock
2009-01-20+268→ 10,731 total
Exercise/Conversion
Common Stock
2009-01-20+256→ 11,901 total
Exercise/Conversion
Phantom Stock Units
2009-01-20−257→ 0 total
Exercise: $0.00From: 2003-05-01Exp: 2013-05-01→ Common Stock (257 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−158→ 0 total
Exercise: $0.00From: 2003-05-12Exp: 2013-05-12→ Common Stock (158 underlying)
Exercise/Conversion
Common Stock
2009-01-20+251→ 11,645 total
Exercise/Conversion
Common Stock
2009-01-20+1,034→ 13,686 total
Exercise/Conversion
Phantom Stock Units
2009-01-20−211→ 54 total
Exercise: $0.00From: 2003-02-03Exp: 2013-02-03→ Common Stock (211 underlying)
Exercise/Conversion
Common Stock
2009-01-20+54→ 10,201 total
Exercise/Conversion
Common Stock
2009-01-20+48→ 12,652 total
Exercise/Conversion
Phantom Stock Units
2009-01-20−54→ 0 total
Exercise: $0.00From: 2003-02-03Exp: 2013-02-03→ Common Stock (54 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−1,034→ 142 total
Exercise: $0.00From: 2003-10-01Exp: 2013-10-01→ Common Stock (1,034 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−151→ 691 total
Exercise: $0.00From: 2004-01-01Exp: 2014-01-01→ Common Stock (151 underlying)
Exercise/Conversion
Common Stock
2009-01-20+257→ 10,988 total
Exercise/Conversion
Common Stock
2009-01-20+158→ 11,146 total
Exercise/Conversion
Phantom Stock Units
2009-01-20−408→ 102 total
Exercise: $0.00From: 2003-08-06Exp: 2013-08-06→ Common Stock (408 underlying)
Exercise/Conversion
Common Stock
2009-01-20+151→ 13,837 total
Exercise/Conversion
Phantom Stock Units
2009-01-20−262→ 0 total
Exercise: $0.00From: 2003-03-03Exp: 2013-03-03→ Common Stock (262 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−251→ 0 total
Exercise: $0.00From: 2003-07-01Exp: 2013-07-01→ Common Stock (251 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−256→ 0 total
Exercise: $0.00From: 2003-08-01Exp: 2013-08-01→ Common Stock (256 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−102→ 0 total
Exercise: $0.00From: 2003-08-06Exp: 2013-08-06→ Common Stock (102 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−193→ 48 total
Exercise: $0.00From: 2003-09-01Exp: 2013-09-01→ Common Stock (193 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−283→ 0 total
Exercise: $0.00From: 2003-01-02Exp: 2013-01-02→ Common Stock (283 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−172→ 0 total
Exercise: $0.00From: 2003-01-30Exp: 2013-01-30→ Common Stock (172 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−268→ 0 total
Exercise: $0.00From: 2003-04-01Exp: 2013-04-01→ Common Stock (268 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−248→ 0 total
Exercise: $0.00From: 2003-06-01Exp: 2013-06-01→ Common Stock (248 underlying)
Exercise/Conversion
Phantom Stock Units
2009-01-20−48→ 0 total
Exercise: $0.00From: 2003-09-01Exp: 2013-09-01→ Common Stock (48 underlying)

Holdings

Stock Option (Option to Buy)
Exercise: $8.70Exp: 2013-01-30→ Common Stock (1,199 underlying)
1,199
Stock Option (Option to Buy)
Exercise: $20.22Exp: 2015-01-03→ Common Stock (1,500 underlying)
1,500
Stock Option (Option to Buy)
Exercise: $38.25Exp: 2016-01-03→ Common Stock (1,500 underlying)
1,500
Stock Option (Option to Buy)
Exercise: $10.91Exp: 2012-05-09→ Common Stock (2,701 underlying)
2,701
Phantom Stock Units
Exercise: $0.00From: 2004-04-01→ Common Stock (13,268 underlying)
13,268
Stock Option (Option to Buy)
Exercise: $13.89Exp: 2014-02-03→ Common Stock (1,599 underlying)
1,599

Footnotes (7)

[F1]Units vest quarterly over a one year period.
[F2]No expiration date for these Units.
[F3]Options vest in 20% increments on 1/3/04, 1/3/05, 1/3/06, 1/3/07 and 1/3/08.
[F4]Stock Options vest in 20% increments on 5/9/03, 5/9/04, 5/9/05, 5/9/06 and 5/9/07.
[F5]Options vest in 20% increments yearly from the grant date.
[F6]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
[F7]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

→

Entity typeother

Related Parties

filerCIK 0001208971

Filing Metadata

Form type: 4
Filed: Jan 20, 7:00 PM ET
Accepted: Jan 21, 12:16 PM ET
Size: 68.4 KB

View on SEC.gov