4//SEC Filing
STIFEL FINANCIAL CORP 4
Accession 0000720672-09-000027
$SFCIK 0000720672operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 10:33 AM ET
Size
17.9 KB
Accession
0000720672-09-000027
Insider Transaction Report
Form 4
BAER ROBERT J
Director
Transactions
- Sale
Common Stock
2009-02-23$34.00/sh−11,519$391,646→ 1,724 total - Sale
Common Stock
2009-02-20$34.00/sh−600$20,400→ 13,243 total - Sale
Common Stock
2009-02-23$34.00/sh−1,724$58,616→ 0 total
Holdings
- 691
Phantom Stock Units
Exercise: $0.00From: 2004-01-01Exp: 2014-01-01→ Common Stock (691 underlying) - 1,599
Stock Option (Option to Buy)
Exercise: $13.89Exp: 2014-02-03→ Common Stock (1,599 underlying) - 1,500
Stock Option (Option to Buy)
Exercise: $38.25Exp: 2016-01-03→ Common Stock (1,500 underlying) - 13,268
Phantom Stock Units
Exercise: $0.00From: 2004-04-01→ Common Stock (13,268 underlying) - 2,701
Stock Option (Option to Buy)
Exercise: $10.91Exp: 2012-05-09→ Common Stock (2,701 underlying) - 142
Phantom Stock Units
Exercise: $0.00From: 2003-10-01Exp: 2013-10-01→ Common Stock (142 underlying) - 1,199
Stock Option (Option to Buy)
Exercise: $8.70Exp: 2013-01-30→ Common Stock (1,199 underlying) - 1,500
Stock Option (Option to Buy)
Exercise: $20.22Exp: 2015-01-03→ Common Stock (1,500 underlying)
Footnotes (7)
- [F1]Units vest quarterly over a one year period.
- [F2]No expiration date for these Units.
- [F3]Options vest in 20% increments on 1/3/04, 1/3/05, 1/3/06, 1/3/07 and 1/3/08.
- [F4]Stock Options vest in 20% increments on 5/9/03, 5/9/04, 5/9/05, 5/9/06 and 5/9/07.
- [F5]Options vest in 20% increments yearly from the grant date.
- [F6]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
- [F7]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
Documents
Issuer
STIFEL FINANCIAL CORP
CIK 0000720672
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000720672
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 10:33 AM ET
- Size
- 17.9 KB