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4//SEC Filing

BAER ROBERT J 4

Accession 0000720672-09-000060

CIK 0000720672other

View on SEC.gov Company Profile

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 4:29 PM ET

Size

26.9 KB

Accession

0000720672-09-000060

Insider Transaction Report

Form 4

Period: 2009-07-22

STIFEL FINANCIAL CORPSF

Director

Transactions

Exercise/Conversion
Common Stock
2009-07-22+142→ 142 total
Exercise/Conversion
Common Stock
2009-07-22+12,693→ 14,101 total
Exercise/Conversion
Phantom Stock Units
2009-07-22−67→ 0 total
Exercise: $0.00From: 2004-01-01Exp: 2014-01-01→ Common Stock (67 underlying)
Exercise/Conversion
Phantom Stock Units
2009-07-22−575→ 12,693 total
Exercise: $0.00From: 2004-04-01→ Common Stock (575 underlying)
Exercise/Conversion
Phantom Stock Units
2009-07-22−12,693→ 0 total
Exercise: $0.00From: 2004-04-01→ Common Stock (12,693 underlying)
Exercise/Conversion
Common Stock
2009-07-22+624→ 766 total
Exercise/Conversion
Common Stock
2009-07-22+67→ 833 total
Exercise/Conversion
Common Stock
2009-07-22+575→ 1,408 total
Exercise/Conversion
Phantom Stock Units
2009-07-22−142→ 0 total
Exercise: $0.00From: 2003-10-01Exp: 2013-10-01→ Common Stock (142 underlying)
Exercise/Conversion
Phantom Stock Units
2009-07-22−624→ 67 total
Exercise: $0.00From: 2004-01-01Exp: 2014-01-01→ Common Stock (624 underlying)

Holdings

Stock Option (Option to Buy)
Exercise: $10.91Exp: 2012-05-09→ Common Stock (2,701 underlying)
2,701
Stock Option (Option to Buy)
Exercise: $8.70Exp: 2013-01-30→ Common Stock (1,199 underlying)
1,199
Stock Option (Option to Buy)
Exercise: $13.89Exp: 2014-02-03→ Common Stock (1,599 underlying)
1,599
Stock Option (Option to Buy)
Exercise: $38.25Exp: 2016-01-03→ Common Stock (1,500 underlying)
1,500
Stock Option (Option to Buy)
Exercise: $20.22Exp: 2015-01-03→ Common Stock (1,500 underlying)
1,500

Footnotes (7)

[F1]No expiration date for these Units.
[F2]Units vest quarterly over a one year period.
[F3]Options vest in 20% increments on 1/3/04, 1/3/05, 1/3/06, 1/3/07 and 1/3/08.
[F4]Stock Options vest in 20% increments on 5/9/03, 5/9/04, 5/9/05, 5/9/06 and 5/9/07.
[F5]Options vest in 20% increments yearly from the grant date.
[F6]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
[F7]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

Entity typeother

Related Parties

1

filerCIK 0001208971

Filing Metadata

Form type: 4
Filed: Jul 22, 8:00 PM ET
Accepted: Jul 23, 4:29 PM ET
Size: 26.9 KB

View on SEC.gov