MCCUAIG SCOTT B 4
4 · STIFEL FINANCIAL CORP · Filed Mar 24, 2010
Insider Transaction Report
Form 4
MCCUAIG SCOTT B
DirectorPRESIDENT RETAIL GROUP
Transactions
- Tax Payment
Common Stock
2010-03-23$55.13/sh−30,731$1,694,200→ 312,382 total - Exercise/Conversion
Stock Option (Option to Buy)
2010-03-22−30,400→ 0 totalExercise: $5.22Exp: 2012-01-02→ Common Stock (30,400 underlying) - Exercise/Conversion
Stock Option (Option to Buy)
2010-03-22−40,000→ 0 totalExercise: $5.79Exp: 2013-02-10→ Common Stock (40,000 underlying) - Exercise/Conversion
Common Stock
2010-03-22$5.20/sh+9,600$49,920→ 280,624 total - Exercise/Conversion
Common Stock
2010-03-22$5.20/sh+30,400$158,080→ 311,024 total - Exercise/Conversion
Common Stock
2010-03-22$5.79/sh+40,000$231,800→ 351,024 total - Tax Payment
Common Stock
2010-03-22$55.53/sh−7,911$439,298→ 343,113 total - Exercise/Conversion
Stock Option (Option to Buy)
2010-03-22−9,600→ 0 total→ Common Stock (9,600 underlying)
Holdings
- 49,198
Phantom Stock Units
Exercise: $0.00→ Common Stock (49,198 underlying) - 15,750
Restricted Stock Units
Exercise: $0.00→ Common Stock (15,750 underlying) - 2,159(indirect: by Daughter)
Common Stock
Footnotes (7)
- [F1]Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07.
- [F2]Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.
- [F3]Various exercise prices.
- [F4]Various exercisable dates.
- [F5]Various expiration dates.
- [F6]Units vest 100% three years from the grant date.
- [F7]No expiration date for these Units.