MCCUAIG SCOTT B 4
4 · STIFEL FINANCIAL CORP · Filed Sep 22, 2010
Insider Transaction Report
Form 4
MCCUAIG SCOTT B
DirectorPRESIDENT RETAIL GROUP
Transactions
- Gift
Common Stock
2010-09-16−500→ 291,882 total - Sale
Common Stock
2010-09-21$49.75/sh−20,000$995,000→ 271,882 total - Gift
Common Stock
2010-09-16+500→ 2,659 total(indirect: by Daughter)
Holdings
- 15,750
Restricted Stock Units
Exercise: $0.00→ Common Stock (15,750 underlying) - 49,198
Phantom Stock Units
Exercise: $0.00→ Common Stock (49,198 underlying)
Footnotes (3)
- [F1]Units vest 100% three years from the grant date.
- [F2]No expiration date for these Units.
- [F3]Various exercisable dates.