LEFTON ROBERT E 4
4 · STIFEL FINANCIAL CORP · Filed Dec 1, 2011
Insider Transaction Report
Form 4
LEFTON ROBERT E
Director
Transactions
- Exercise/Conversion
Common Stock
2011-11-30$3.47/sh+2,999$10,397→ 72,738 total - Tax Payment
Common Stock
2011-11-30$31.77/sh−328$10,421→ 72,410 total - Exercise/Conversion
Stock Option (Option to Buy)
2011-11-30−2,999→ 3,000 total→ Common Stock (2,999 underlying)
Holdings
- 20,849
Phantom Stock Units
Exercise: $0.00→ Common Stock (20,849 underlying) - 2,250
Stock Option (Option to Buy)
Exercise: $25.50Exp: 2016-01-03→ Common Stock (2,250 underlying) - 3,000
Stock Option (Option to Buy)
Exercise: $9.26Exp: 2014-02-03→ Common Stock (3,000 underlying) - 2,250
Stock Option (Option to Buy)
Exercise: $13.48Exp: 2015-01-03→ Common Stock (2,250 underlying)
Footnotes (8)
- [F1]Various exercise prices.
- [F2]Currently exercisable.
- [F3]Various expiration dates.
- [F4]Units vest quarterly over a one year period.
- [F5]No expiration date for these Units.
- [F6]Options vest in 20% increments yearly from the grant date.
- [F7]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
- [F8]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.