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STIFEL FINANCIAL CORP·4

Jan 19, 3:20 PM ET

LEFTON ROBERT E 4

4 · STIFEL FINANCIAL CORP · Filed Jan 19, 2012

Insider Transaction Report

Form 4
Period: 2012-01-17
STIFEL FINANCIAL CORPSF
LEFTON ROBERT E
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2012-01-17+3,984→ 76,394 total
  • Exercise/Conversion

    Phantom Stock Units

    2012-01-17−3,984→ 16,865 total
    Exercise: $0.00From: 2004-04-01→ Common Stock (3,984 underlying)
Holdings

  • Stock Option (Option to Buy)

    → Common Stock (3,000 underlying)
    3,000

  • Stock Option (Option to Buy)

    Exercise: $25.50Exp: 2016-01-03→ Common Stock (2,250 underlying)
    2,250

  • Stock Option (Option to Buy)

    Exercise: $9.26Exp: 2014-02-03→ Common Stock (3,000 underlying)
    3,000

  • Stock Option (Option to Buy)

    Exercise: $13.48Exp: 2015-01-03→ Common Stock (2,250 underlying)
    2,250
Footnotes (7)
  • [F1]Currently exercisable.
  • [F2]No expiration date for these Units.
  • [F3]Options vest in 20% increments yearly from the grant date.
  • [F4]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
  • [F5]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
  • [F6]Various exercise prices.
  • [F7]Various expiration dates.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT