Home/Filings/4/0000720672-12-000124
4//SEC Filing

LEFTON ROBERT E 4

Accession 0000720672-12-000124

CIK 0000720672other

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 4:09 PM ET

Size

13.2 KB

Accession

0000720672-12-000124

Insider Transaction Report

Form 4
Period: 2012-12-17
Transactions
  • Exercise/Conversion

    Stock Option (Option to Buy)

    2012-12-172,9990 total
    Common Stock (2,999 underlying)
  • Exercise/Conversion

    Common Stock

    2012-12-17$3.87/sh+2,999$11,59679,393 total
  • Tax Payment

    Common Stock

    2012-12-17$31.11/sh372$11,57379,021 total
Holdings
  • Phantom Stock Units

    Exercise: $0.00Common Stock (16,865 underlying)
    16,865
  • Stock Option (Option to Buy)

    Exercise: $9.26Exp: 2014-02-03Common Stock (3,000 underlying)
    3,000
  • Stock Option (Option to Buy)

    Exercise: $25.50Exp: 2016-01-03Common Stock (2,250 underlying)
    2,250
  • Stock Option (Option to Buy)

    Exercise: $13.48Exp: 2015-01-03Common Stock (2,250 underlying)
    2,250
Footnotes (7)
  • [F1]Various exercise prices.
  • [F2]Currently exercisable.
  • [F3]Various expiration dates.
  • [F4]No expiration date for these Units.
  • [F5]Options vest in 20% increments yearly from the grant date.
  • [F6]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
  • [F7]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

Entity typeother

Related Parties

1
  • filerCIK 0001203726

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:09 PM ET
Size
13.2 KB