LEFTON ROBERT E 4
4 · STIFEL FINANCIAL CORP · Filed Feb 12, 2013
Insider Transaction Report
Form 4
LEFTON ROBERT E
Director
Transactions
- Gift
Common Stock
2013-02-08−3,000→ 7,370 total
Holdings
- 72,000(indirect: By Trust)
Common Stock
- 13,516
Phantom Stock Units
Exercise: $0.00→ Common Stock (13,516 underlying) - 3,000
Stock Option (Option to Buy)
Exercise: $9.26Exp: 2014-02-03→ Common Stock (3,000 underlying) - 2,250
Stock Option (Option to Buy)
Exercise: $13.48Exp: 2015-01-03→ Common Stock (2,250 underlying) - 2,250
Stock Option (Option to Buy)
Exercise: $25.50Exp: 2016-01-03→ Common Stock (2,250 underlying)
Footnotes (5)
- [F1]Currently exercisable.
- [F2]No expiration date for these Units.
- [F3]Options vest in 20% increments yearly from the grant date.
- [F4]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
- [F5]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.