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STIFEL FINANCIAL CORP · Jul 3, 12:36 PM ET

STIFEL FINANCIAL CORP 4

4 · STIFEL FINANCIAL CORP · Filed Jul 3, 2013

Insider Transaction Report

Form 4
Period: 2013-07-03
STIFEL FINANCIAL CORPSF
LEFTON ROBERT E
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2013-07-03+13,500→ 20,870 total
  • Exercise/Conversion

    Common Stock

    2013-07-03+3,750→ 24,620 total
  • Exercise/Conversion

    Phantom Stock Units

    2013-07-03−13,500→ 3,750 total
    Exercise: $0.00From: 2004-04-01→ Common Stock (13,500 underlying)
  • Exercise/Conversion

    Phantom Stock Units

    2013-07-03−3,750→ 0 total
    Exercise: $0.00From: 2004-04-01→ Common Stock (3,750 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    72,000

  • Stock Option (Option to Buy)

    Exercise: $17.00Exp: 2016-01-03→ Common Stock (2,250 underlying)
    2,250

  • Stock Option (Option to Buy)

    Exercise: $6.17Exp: 2014-02-03→ Common Stock (3,000 underlying)
    3,000

  • Stock Option (Option to Buy)

    Exercise: $8.99Exp: 2015-01-03→ Common Stock (2,250 underlying)
    2,250
Footnotes (6)
  • [F1]Currently exercisable.
  • [F2]No expiration date for these Units.
  • [F3]Units vest quarterly over a one year period.
  • [F4]Options vest in 20% increments yearly from the grant date.
  • [F5]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
  • [F6]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT