4//SEC Filing
STIFEL FINANCIAL CORP 4
Accession 0000720672-13-000087
$SFCIK 0000720672operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 12:36 PM ET
Size
14.6 KB
Accession
0000720672-13-000087
Insider Transaction Report
Form 4
LEFTON ROBERT E
Director
Transactions
- Exercise/Conversion
Common Stock
2013-07-03+13,500→ 20,870 total - Exercise/Conversion
Common Stock
2013-07-03+3,750→ 24,620 total - Exercise/Conversion
Phantom Stock Units
2013-07-03−13,500→ 3,750 totalExercise: $0.00From: 2004-04-01→ Common Stock (13,500 underlying) - Exercise/Conversion
Phantom Stock Units
2013-07-03−3,750→ 0 totalExercise: $0.00From: 2004-04-01→ Common Stock (3,750 underlying)
Holdings
- 72,000(indirect: By Trust)
Common Stock
- 2,250
Stock Option (Option to Buy)
Exercise: $17.00Exp: 2016-01-03→ Common Stock (2,250 underlying) - 3,000
Stock Option (Option to Buy)
Exercise: $6.17Exp: 2014-02-03→ Common Stock (3,000 underlying) - 2,250
Stock Option (Option to Buy)
Exercise: $8.99Exp: 2015-01-03→ Common Stock (2,250 underlying)
Footnotes (6)
- [F1]Currently exercisable.
- [F2]No expiration date for these Units.
- [F3]Units vest quarterly over a one year period.
- [F4]Options vest in 20% increments yearly from the grant date.
- [F5]Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
- [F6]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
Documents
Issuer
STIFEL FINANCIAL CORP
CIK 0000720672
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000720672
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 12:36 PM ET
- Size
- 14.6 KB