STIFEL FINANCIAL CORP 4
4 · STIFEL FINANCIAL CORP · Filed Nov 23, 2015
Insider Transaction Report
Form 4
HANSER FREDERICK O
Director
Transactions
- Exercise/Conversion
Common Stock
2015-11-19$17.00/sh+2,250$38,250→ 42,440 total - Exercise/Conversion
Stock Option (Option to Buy)
2015-11-19−2,250→ 0 totalExercise: $17.00Exp: 2016-01-03→ Common Stock (2,250 underlying) - Sale
Common Stock
2015-11-19$45.51/sh−1,410$64,169→ 40,190 total - Tax Payment
Common Stock
2015-11-19$45.51/sh−840$38,228→ 41,600 total
Holdings
- 21,757
Phantom Stock Units
Exercise: $0.00From: 2004-04-01→ Common Stock (21,757 underlying)
Footnotes (3)
- [F1]Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
- [F2]Units vest quarterly over a one year period.
- [F3]No expiration date for these Units.