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STIFEL FINANCIAL CORP · Jan 4, 5:14 PM ET

STIFEL FINANCIAL CORP 4

4 · STIFEL FINANCIAL CORP · Filed Jan 4, 2017

Insider Transaction Report

Form 4
Period: 2010-12-28
STIFEL FINANCIAL CORPSF
MULROY THOMAS P
DirectorDirector
Transactions
  • Gift

    Common Stock

    2013-08-02−620→ 273,149 total
  • Gift

    Common Stock

    2010-12-28−4,000→ 163,759 total
  • Gift

    Common Stock

    2015-12-31−1,950→ 144,585 total
  • Exercise/Conversion

    Phantom Stock Units

    2016-12-30−41,954→ 146,282 total
    Exercise: $0.00From: 2016-12-30→ Common Stock (41,954 underlying)
  • Exercise/Conversion

    Common Stock

    2016-12-30+41,954→ 181,908 total
  • Disposition to Issuer

    Common Stock

    2016-12-30$49.95/sh−41,954$2,095,602→ 139,954 total
Footnotes (2)
  • [F1]Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash.
  • [F2]No expiration date for these Units.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT