Home/Filings/4/0000720672-17-000003
4//SEC Filing

STIFEL FINANCIAL CORP 4

Accession 0000720672-17-000003

$SFCIK 0000720672operating

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:14 PM ET

Size

12.2 KB

Accession

0000720672-17-000003

Insider Transaction Report

Form 4
Period: 2010-12-28
MULROY THOMAS P
DirectorDirector
Transactions
  • Gift

    Common Stock

    2013-08-02620273,149 total
  • Gift

    Common Stock

    2010-12-284,000163,759 total
  • Gift

    Common Stock

    2015-12-311,950144,585 total
  • Exercise/Conversion

    Phantom Stock Units

    2016-12-3041,954146,282 total
    Exercise: $0.00From: 2016-12-30Common Stock (41,954 underlying)
  • Exercise/Conversion

    Common Stock

    2016-12-30+41,954181,908 total
  • Disposition to Issuer

    Common Stock

    2016-12-30$49.95/sh41,954$2,095,602139,954 total
Footnotes (2)
  • [F1]Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash.
  • [F2]No expiration date for these Units.

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000720672

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:14 PM ET
Size
12.2 KB