STIFEL FINANCIAL CORP 4
4 · STIFEL FINANCIAL CORP · Filed Jan 4, 2017
Insider Transaction Report
Form 4
Minnick David M
General Counsel & Senior VP
Transactions
- Exercise/Conversion
Common Stock
2016-12-30+3,424→ 3,589 total - Disposition to Issuer
Common Stock
2016-12-30$49.95/sh−3,424$171,029→ 165 total - Gift
Common Stock
2013-05-16−100→ 10,767 total - Exercise/Conversion
Phantom Stock Units
2016-12-30−3,424→ 7,108 totalExercise: $0.00From: 2016-12-30→ Common Stock (3,424 underlying) - Gift
Common Stock
2012-06-21−50→ 12,552 total - Gift
Common Stock
2014-02-26−100→ 11,834 total - Gift
Common Stock
2014-02-27−60→ 11,774 total
Footnotes (2)
- [F1]Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 3,424 of the reporting person's phantom stock units were settled for cash.
- [F2]No expiration date for these Units.