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STIFEL FINANCIAL CORP · Jan 6, 3:56 PM ET

STIFEL FINANCIAL CORP 4

4 · STIFEL FINANCIAL CORP · Filed Jan 6, 2017

Insider Transaction Report

Form 4
Period: 2017-01-06
STIFEL FINANCIAL CORPSF
Minnick David M
General Counsel & Senior VP
Transactions
  • Exercise/Conversion

    Common Stock

    2017-01-06+7,061→ 7,108 total
  • Gift

    Common Stock

    2017-01-06−13→ 104 total
  • Exercise/Conversion

    Common Stock

    2017-01-06+47→ 47 total
  • Disposition to Issuer

    Common Stock

    2017-01-06−47→ 7,061 total
  • Exercise/Conversion

    Phantom Stock Units

    2017-01-06−47→ 7,061 total
    Exercise: $0.00→ Common Stock (47 underlying)
  • Exercise/Conversion

    Phantom Stock Units

    2017-01-06−7,061→ 0 total
    Exercise: $0.00→ Common Stock (7,061 underlying)
  • Gift

    Common Stock

    2017-01-06−104→ 0 total
  • Disposition to Issuer

    Common Stock

    2017-01-06−7,061→ 0 total
Footnotes (3)
  • [F1]On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units.
  • [F2]Units vest 100% three years from the grant date.
  • [F3]No expiration date for these Units.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT