Plotkin Ben A 5
5 · STIFEL FINANCIAL CORP · Filed Feb 13, 2018
Insider Transaction Report
Form 5
Plotkin Ben A
DirectorVice Chairman
Transactions
- Award
Phantom Stock Units
2017-09-15+62→ 30,167 totalExercise: $0.00→ Common Stock (62 underlying) - Award
Phantom Stock Units
2017-12-15+52→ 30,219 totalExercise: $0.00→ Common Stock (52 underlying)
Footnotes (1)
- [F1]Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis.