4//SEC Filing
HAVENS PETER H 4
Accession 0000721237-05-000002
CIK 0000721237other
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 12:41 PM ET
Size
16.2 KB
Accession
0000721237-05-000002
Insider Transaction Report
Form 4
HAVENS PETER H
Director
Transactions
- Conversion
Series A Convertible Preferred Stock
2004-12-30−5,000→ 0 total(indirect: See Footnote 3)From: 1993-05-28→ Common Stock (1,470 underlying) - Conversion
Common Stock
2004-12-30+1,176→ 1,176 total(indirect: See Footnote 2) - Conversion
Series A Convertible Preferred Stock
2004-12-30−4,000→ 0 total(indirect: See Footnote 2)From: 1993-05-28→ Common Stock (1,176 underlying) - Conversion
Common Stock
2004-12-30+1,470→ 1,470 total(indirect: See Footnote 3) - Conversion
Series A Convertible Preferred Stock
2004-12-30−11,000→ 0 totalFrom: 1993-05-28→ Common Stock (3,234 underlying) - Conversion
Common Stock
2004-12-30+3,234→ 3,234 total
Footnotes (5)
- [F1]Conversion of Series A Convertible Preferred Stock at a conversion rate of 0.2940 share of Common Stock for each share of Series A Convertible Preferred Stock.
- [F2]Held by J.P. Havens TFBO his son over which the Reporting Person has sole voting and dispositive authority and as to which the Reporting Person disclaims beneficial ownership.
- [F3]Held by Mary L. Smith TFBO Victoria L. Havens, the Reporting Person's daughter, over which the Reporting Person has sole voting and dispositive authority and as to which the Reporting Person disclaims beneficial ownership.
- [F4]Convertible into Common Stock at a conversion rate of 0.2940 share of Common Stock for each share of Series A Convertible Preferred Stock.
- [F5]N/A
Documents
Issuer
NOBEL LEARNING COMMUNITIES INC
CIK 0000721237
Entity typeother
Related Parties
1- filerCIK 0001226979
Filing Metadata
- Form type
- 4
- Filed
- Jan 10, 7:00 PM ET
- Accepted
- Jan 11, 12:41 PM ET
- Size
- 16.2 KB