BOLENDER DAVID F 4

Accession 0000726514-03-000036

CIK 0000726514other

View on SEC.gov Company Profile

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 10:00 PM ET

Size

37.6 KB

Accession

0000726514-03-000036

Insider Transaction Report

Form 4

Period: 2003-10-30

ELECTRO SCIENTIFIC INDUSTRIES INCESIO

BOLENDER DAVID F

Director

Transactions

Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2003-10-30−4,500→ 0 total
Exercise: $12.13Exp: 2008-07-31→ Common Stock (4,500 underlying)
Award
Non-Qualified Stock Option (right to buy)
2003-10-30+4,500→ 4,500 total
Exercise: $12.13Exp: 2008-07-31→ Common Stock (4,500 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2003-10-30−1,500→ 0 total
Exercise: $8.25Exp: 2006-07-31→ Common Stock (1,500 underlying)
Award
Non-Qualified Stock Option (right to buy)
2003-10-30+1,500→ 1,500 total
Exercise: $8.25Exp: 2006-07-31→ Common Stock (1,500 underlying)
Award
Non-Qualified Stock Option (right to buy)
2003-10-30+6,000→ 6,000 total
Exercise: $19.06Exp: 2009-07-31→ Common Stock (6,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2003-10-30−6,000→ 0 total
Exercise: $19.06Exp: 2009-07-31→ Common Stock (6,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2003-10-30−3,000→ 0 total
Exercise: $25.00Exp: 2007-07-31→ Common Stock (3,000 underlying)
Award
Non-Qualified Stock Option (right to buy)
2003-10-30+3,000→ 3,000 total
Exercise: $25.00Exp: 2007-07-31→ Common Stock (3,000 underlying)

Holdings

Common Stock
43,081
Incentive Stock Option (right to buy)
Exercise: $16.35From: 2002-01-16Exp: 2012-09-17→ Common Stock (6,116 underlying)
6,116
Common Stock
(indirect: By Spouse)
26,100
Non-Qualified Stock Option (right to buy)
Exercise: $16.35From: 2002-01-16Exp: 2012-09-17→ Common Stock (43,884 underlying)
43,884

Footnotes (13)

[F1]Shares held by spouse include 100 shares purchased in custodial account for minor daughter.
[F10]Option was originally granted on 7/31/97 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/98.
[F11]Option was originally granted on 7/31/01 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/02.
[F12]Option was originally granted on 7/31/00 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/01.
[F13]Options become exercisable for 100% of the shares on the earlier of: (1) January 16, 2003; (2) termination as Acting President and CEO; (3) Change of control of ESI as defined in 2000 Stock Option Incentive Plan.
[F2]The reporting person disclaims beneficial ownership of all securities held indirectly, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
[F3]Amendment of an outstanding option with respect to the period of exercise after ceasing to be a director, resulting in deemed cancellation of option and grant of replacement option. If optionee ceases to be a director in accordance with the retirement policy of the board of directors, the option may be exercised at any time prior to the expiration date of the option or the expiration of 5 years after the last day the optionee served as director, whichever is the shorter period.
[F4]No value was received upon amendment.
[F5]Options become exercisable for 25% of the shares on the first four anniversaries of the grant date.
[F6]No purchase price is paid upon grant of option.
[F7]Option was originally granted on 7/31/96 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/97.
[F8]Option was originally granted on 7/31/98 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/99.
[F9]Option was originally granted on 7/31/99 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/00.

Documents

2 files

Issuer

ELECTRO SCIENTIFIC INDUSTRIES INC

CIK 0000726514

→

Entity typeother

Related Parties

filerCIK 0001199725

Filing Metadata

Form type: 4
Filed: Nov 2, 7:00 PM ET
Accepted: Nov 3, 10:00 PM ET
Size: 37.6 KB

View on SEC.gov