ELECTRO SCIENTIFIC INDUSTRIES INC·4

Sep 30, 3:33 PM ET

CHAMBERLAIN ROBERT G 4

4 · ELECTRO SCIENTIFIC INDUSTRIES INC · Filed Sep 30, 2004

Insider Transaction Report

Form 4
Period: 2004-07-13
CHAMBERLAIN ROBERT G
Senior Vice PresidentOther
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2004-07-13+10,66210,662 total
    Exercise: $25.50Exp: 2014-07-12Common Stock (10,662 underlying)
  • Award

    Performance Restricted Stock Units Grant

    2004-07-13+7,3857,385 total
    Exercise: $0.00From: 2007-07-12Exp: 2007-07-12Common Stock (7,385 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2004-07-13+3,5543,554 total
    Exercise: $25.50Exp: 2014-07-12Common Stock (3,554 underlying)
  • Award

    Time-Based Restricted Stock Units Grant

    2004-07-13+11,37311,373 total
    Exercise: $0.00From: 2009-07-12Exp: 2009-07-12Common Stock (11,373 underlying)
Holdings
  • Incentive Stock Option (right to buy)

    Exercise: $21.12From: 2004-01-15Exp: 2013-01-14Common Stock (14,202 underlying)
    14,202
  • Non-Qualified Stock Option (right to buy)

    Exercise: $16.93From: 2004-08-15Exp: 2013-08-14Common Stock (50,000 underlying)
    50,000
  • Common Stock

    119
  • Non-Qualified Stock Option (right to buy)

    Exercise: $21.12From: 2004-01-15Exp: 2013-01-14Common Stock (12,048 underlying)
    12,048
  • Non-Qualified Stock Option (right to buy)

    Exercise: $24.52From: 2004-10-29Exp: 2013-10-28Common Stock (10,000 underlying)
    10,000
Footnotes (6)
  • [F1]The ISO and NQ granted on this date vest together for 25% of the total shares on the first four anniversaries of the grant date.
  • [F2]No purchase price is paid upon grant of option.
  • [F3]Performance-Based Restricted Stock Units cliff vest after three years following grant date if certain levels of performance are achieved vs. a peer group of companies.
  • [F4]Time-Based Restricted Stock Units cliff vest after five years following grant date based on employment criteria.
  • [F5]Options become exercisable for 25% of the shares on the first four anniversaries of the grant date.
  • [F6]Options become exercisable for 50% of the shares on the first two anniversaries of the grant date.

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