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CHAMBERLAIN ROBERT G 4

Accession 0000726514-04-000036

CIK 0000726514other

View on SEC.gov Company Profile

Filed

Sep 29, 8:00 PM ET

Accepted

Sep 30, 3:33 PM ET

Size

21.2 KB

Accession

0000726514-04-000036

Insider Transaction Report

Form 4

Period: 2004-07-13

ELECTRO SCIENTIFIC INDUSTRIES INCESIO

CHAMBERLAIN ROBERT G

Senior Vice PresidentOther

Transactions

Award
Non-Qualified Stock Option (right to buy)
2004-07-13+10,662→ 10,662 total
Exercise: $25.50Exp: 2014-07-12→ Common Stock (10,662 underlying)
Award
Performance Restricted Stock Units Grant
2004-07-13+7,385→ 7,385 total
Exercise: $0.00From: 2007-07-12Exp: 2007-07-12→ Common Stock (7,385 underlying)
Award
Incentive Stock Option (right to buy)
2004-07-13+3,554→ 3,554 total
Exercise: $25.50Exp: 2014-07-12→ Common Stock (3,554 underlying)
Award
Time-Based Restricted Stock Units Grant
2004-07-13+11,373→ 11,373 total
Exercise: $0.00From: 2009-07-12Exp: 2009-07-12→ Common Stock (11,373 underlying)

Holdings

Incentive Stock Option (right to buy)
Exercise: $21.12From: 2004-01-15Exp: 2013-01-14→ Common Stock (14,202 underlying)
14,202
Non-Qualified Stock Option (right to buy)
Exercise: $16.93From: 2004-08-15Exp: 2013-08-14→ Common Stock (50,000 underlying)
50,000
Common Stock
119
Non-Qualified Stock Option (right to buy)
Exercise: $21.12From: 2004-01-15Exp: 2013-01-14→ Common Stock (12,048 underlying)
12,048
Non-Qualified Stock Option (right to buy)
Exercise: $24.52From: 2004-10-29Exp: 2013-10-28→ Common Stock (10,000 underlying)
10,000

Footnotes (6)

[F1]The ISO and NQ granted on this date vest together for 25% of the total shares on the first four anniversaries of the grant date.
[F2]No purchase price is paid upon grant of option.
[F3]Performance-Based Restricted Stock Units cliff vest after three years following grant date if certain levels of performance are achieved vs. a peer group of companies.
[F4]Time-Based Restricted Stock Units cliff vest after five years following grant date based on employment criteria.
[F5]Options become exercisable for 25% of the shares on the first four anniversaries of the grant date.
[F6]Options become exercisable for 50% of the shares on the first two anniversaries of the grant date.

Documents

2 files

Issuer

ELECTRO SCIENTIFIC INDUSTRIES INC

CIK 0000726514

Entity typeother

Related Parties

1

filerCIK 0001195864

Filing Metadata

Form type: 4
Filed: Sep 29, 8:00 PM ET
Accepted: Sep 30, 3:33 PM ET
Size: 21.2 KB

View on SEC.gov