ELECTRO SCIENTIFIC INDUSTRIES INC·4

Jan 31, 5:47 PM ET

WALKER ROBERT R 4

4 · ELECTRO SCIENTIFIC INDUSTRIES INC · Filed Jan 31, 2013

Insider Transaction Report

Form 4
Period: 2013-01-30
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-01-3010,00045,000 total
    Exercise: $25.75Exp: 2014-07-30Common Stock (10,000 underlying)
  • Award

    Stock Option (right to buy)

    2013-01-30+10,00055,000 total
    Exercise: $24.95Exp: 2014-07-30Common Stock (10,000 underlying)
  • Award

    Stock Option (right to buy)

    2013-01-30+30,00055,000 total
    Exercise: $23.22Exp: 2013-10-29Common Stock (30,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-01-3010,00045,000 total
    Exercise: $19.42Exp: 2015-07-21Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-01-305,00050,000 total
    Exercise: $19.92Exp: 2016-05-25Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-01-3030,00025,000 total
    Exercise: $24.02Exp: 2013-10-29Common Stock (30,000 underlying)
  • Award

    Stock Option (right to buy)

    2013-01-30+5,00055,000 total
    Exercise: $19.12Exp: 2016-05-25Common Stock (5,000 underlying)
  • Award

    Stock Option (right to buy)

    2013-01-30+10,00055,000 total
    Exercise: $18.62Exp: 2015-07-21Common Stock (10,000 underlying)
Footnotes (4)
  • [F1]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 30,2003 and provided for vesting in three equal installments commencing on October 30, 2004.
  • [F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 31, 2004 and provided for vesting in twelve equal installments commencing on August 31, 2004.
  • [F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 21, 2005 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on July 20, 2008.
  • [F4]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 26, 2006 and provided for immediate vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on May 25, 2009.

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