4//SEC Filing
ELECTRO SCIENTIFIC INDUSTRIES INC 4
Accession 0000726514-17-000028
CIK 0000726514operating
Filed
May 14, 8:00 PM ET
Accepted
May 15, 7:47 PM ET
Size
18.0 KB
Accession
0000726514-17-000028
Insider Transaction Report
Form 4
Wong Bing-Fai
VP Customer Operations
Transactions
- Exercise/Conversion
Common Stock
2017-05-11$6.71/sh+12,500$83,875→ 125,551.48 total - Sale
Common Stock
2017-05-11$8.48/sh−12,500$105,939→ 113,051.48 total - Exercise/Conversion
Common Stock
2017-05-11$5.63/sh+10,000$56,300→ 123,051.48 total - Sale
Common Stock
2017-05-11$8.48/sh−10,000$84,751→ 113,051.48 total - Exercise/Conversion
Common Stock
2017-05-11$7.26/sh+40,000$290,400→ 153,051.48 total - Sale
Common Stock
2017-05-11$8.48/sh−40,000$339,004→ 113,051.48 total - Exercise/Conversion
Stock Appreciation Rights
2017-05-11−10,000→ 30,000 totalExercise: $5.63From: 2016-05-14Exp: 2025-05-14→ Common Stock (10,000 underlying) - Exercise/Conversion
Stock Appreciation Rights
2017-05-11−12,500→ 12,500 totalExercise: $6.71From: 2015-05-15Exp: 2024-05-15→ Common Stock (12,500 underlying) - Exercise/Conversion
Stock Appreciation Rights
2017-05-11−40,000→ 0 totalExercise: $7.26From: 2010-05-14Exp: 2019-05-13→ Common Stock (40,000 underlying)
Footnotes (3)
- [F1]The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.45 to $8.51.
- [F2]SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date.
- [F3]The SOSAR was originally granted on May 14, 2009 and provided for vesting in four equal annual installments commencing on May 14, 2010.
Documents
Issuer
ELECTRO SCIENTIFIC INDUSTRIES INC
CIK 0000726514
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0000726514
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 7:47 PM ET
- Size
- 18.0 KB