Home/Filings/4/0000736260-04-000078
4//SEC Filing

HANCOCK JOHN FINANCIAL SERVICES INC 4

Accession 0000736260-04-000078

CIK 0000736260operating

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 4:39 PM ET

Size

13.5 KB

Accession

0000736260-04-000078

Insider Transaction Report

Form 4
Period: 2004-04-28
Transactions
  • Disposition to Issuer

    Director Stock Option (right to buy)

    2004-04-285,0000 total
    Exercise: $37.49From: 2002-05-13Exp: 2007-05-13Common Stock (5,000 underlying)
  • Disposition to Issuer

    Common Stock

    2004-04-286,0980 total
  • Disposition to Issuer

    Director Stock Option (right to buy)

    2004-04-2815,0000 total
    Exercise: $39.08From: 2001-08-06Exp: 2006-08-06Common Stock (15,000 underlying)
  • Disposition to Issuer

    Deferred Stock Units

    2004-04-282,768.660 total
    Exercise: $0.00Common Stock (2,768.66 underlying)
Footnotes (7)
  • [F1]Disposed pursuant to merger agreement between issuer and Manulife Financial Services in exchange for 7,227 shares of Manulife common stock having a market value of $37.10 per share on the effective date of the merger.
  • [F2]Deferred stock units, or DSUs, are obligations of the Company to pay deferred compensation in the future with a return on the amount of compensation deferred equal to the return that would occur if the deferred amount were used to purchase shares of the Company's common stock, including the reinvestment of cash dividends when paid into shares of common stock. DSUs are not convertible into another security of the Company and cannot be settled in or surrendered for shares of stock.
  • [F3]1-for-1
  • [F4]DSUs are payable in cash upon separation unless a specific deferral date is designated.
  • [F5]Pursuant to merger agreement between issuer and Manulife Financial Services, these DSUs are deemed to be invested in 3,281 DSUs based on Manulife shares and have a value of $37.10 per DSU on the effective date of the merger.
  • [F6]Pursuant to merger agreement between issuer and Manulife Financial Services, this option was assumed by Manulife in the merger and replaced with an option to purchase 17,779 shares of Manulife common stock for $32.97 per share.
  • [F7]Pursuant to merger agreement between issuer and Manulife Financial Services, this option was assumed by Manulife in the merger and replaced with an option to purchase 5,926 shares of Manulife common stock for $31.63 per share.

Documents

1 file

Issuer

HANCOCK JOHN FINANCIAL SERVICES INC

CIK 0000736260

Entity typeoperating

Related Parties

1
  • filerCIK 0000736260

Filing Metadata

Form type
4
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 4:39 PM ET
Size
13.5 KB