4//SEC Filing
Stephens Barbara H 4
Accession 0000740761-11-000067
CIK 0000740761other
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 6:05 PM ET
Size
24.8 KB
Accession
0000740761-11-000067
Insider Transaction Report
Form 4
Stephens Barbara H
Other
Transactions
- Disposition to Issuer
Common Stock
2011-07-08−1,000→ 0 total(indirect: By Spouse) - Disposition to Issuer
Stock Appreciation Rights
2011-07-08−16,387→ 0 totalExercise: $13.52Exp: 2019-02-24→ Common Stock (16,387 underlying) - Disposition to Issuer
Common Stock
2011-07-08−525→ 0 total - Disposition to Issuer
Common Stock
2011-07-08−2,850→ 0 total - Disposition to Issuer
Common Stock
2011-07-08−200→ 0 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2011-07-08−1,500→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2011-07-08−1,950→ 0 totalExercise: $51.69Exp: 2018-02-20→ Common Stock (1,950 underlying) - Disposition to Issuer
Common Stock
2011-07-08−4,641→ 0 total - Disposition to Issuer
Common Stock
2011-07-08−800→ 0 total - Disposition to Issuer
Common Stock
2011-07-08−5,400→ 0 total - Disposition to Issuer
Common Stock
2011-07-08−250→ 0 total(indirect: By IRA) - Disposition to Issuer
Stock Appreciation Rights
2011-07-08−5,040→ 0 totalExercise: $59.48Exp: 2020-02-23→ Common Stock (5,040 underlying)
Footnotes (6)
- [F1]Shares of Common Stock were converted into the right to receive $92.00 per share pursuant to an Agreement and Plan of Merger, dated November 14, 2010, by and among Bucyrus International, Inc., Caterpillar Inc. and Badger Merger Sub, Inc. (the "Merger Consideration").
- [F2]Prior to consummation of the merger, each outstanding share of restricted stock became fully vested and free of restrictions, and was converted into the Merger Consideration.
- [F3]Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2010, 2011, 2012 and 2013.
- [F4]The stock appreciation rights were canceled in the merger and the reporting person became entitled to receive a cash payment equal to the product of (i) the number of shares of common stock subject to such stock appreciation right and (ii) the amount, if any, by which $92.00 exceeds the exercise price per share of such stock appreciation right.
- [F5]Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2009, 2010, 2011 and 2012.
- [F6]Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2008, 2009, 2010 and 2011.
Documents
Issuer
BUCYRUS INTERNATIONAL INC
CIK 0000740761
Entity typeother
Related Parties
1- filerCIK 0001408316
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 6:05 PM ET
- Size
- 24.8 KB