BUCYRUS INTERNATIONAL INC·4

Jul 11, 6:44 PM ET

Robinson James M IV 4

4 · BUCYRUS INTERNATIONAL INC · Filed Jul 11, 2011

Insider Transaction Report

Form 4
Period: 2011-07-08
Transactions
  • Disposition to Issuer

    Common Stock

    2011-07-082,4500 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2011-07-088,3250 total
    Exercise: $59.48Exp: 2020-02-23Common Stock (8,325 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-084,7500 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2011-07-0815,4120 total
    Exercise: $28.97Exp: 2019-09-01Common Stock (15,412 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-082,1090 total
  • Disposition to Issuer

    Common Stock

    2011-07-085,0500 total
Footnotes (5)
  • [F1]Shares of Common Stock were converted into the right to receive $92.00 per share pursuant to an Agreement and Plan of Merger, dated November 14, 2010, by and among Bucyrus International, Inc., Caterpillar Inc. and Badger Merger Sub, Inc. (the "Merger Consideration").
  • [F2]Prior to consummation of the merger, each outstanding share of restricted stock became fully vested and free of restrictions, and was converted into the Merger Consideration.
  • [F3]Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2010, 2011, 2012 and 2013.
  • [F4]The stock appreciation rights were canceled in the merger and the reporting person became entitled to receive a cash payment equal to the product of (i) the number of shares of common stock subject to such stock apprection right and (ii) the amount, if any, by which $92.00 exceeds the exercise price per share of such stock appreciation right.
  • [F5]Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2009, 2010, 2011 and 2012.

Documents

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