Home/Filings/4/0000740761-11-000070
4//SEC Filing

Oliver John Robert 4

Accession 0000740761-11-000070

CIK 0000740761other

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 7:04 PM ET

Size

21.6 KB

Accession

0000740761-11-000070

Insider Transaction Report

Form 4
Period: 2011-07-08
Transactions
  • Disposition to Issuer

    Common Stock

    2011-07-0811,8990 total
  • Disposition to Issuer

    Common Stock

    2011-07-087000 total
  • Disposition to Issuer

    Common Stock

    2011-07-082,2500 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2011-07-081,1000 total
    Exercise: $51.69Exp: 2018-02-20Common Stock (1,100 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-082620 total
  • Disposition to Issuer

    Common Stock

    2011-07-082,1500 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2011-07-086,5250 total
    Exercise: $13.52Exp: 2019-02-24Common Stock (6,525 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-085000 total
  • Disposition to Issuer

    Common Stock

    2011-07-082,1520 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2011-07-082,4300 total
    Exercise: $59.48Exp: 2020-02-23Common Stock (2,430 underlying)
Footnotes (6)
  • [F1]Shares of Common Stock were converted into the right to receive $92.00 per share pursuant to an Agreement and Plan of Merger, dated November 14, 2010, by and among Bucyrus International, Inc., Caterpillar Inc. and Badger Merger Sub, Inc. (the "Merger Consideration").
  • [F2]Prior to consummation of the merger, each outstanding share of restricted stock became fully vested and free of restrictions, and was converted into the Merger Consideration.
  • [F3]Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2010, 2011, 2012 and 2013.
  • [F4]The stock appreciation rights were canceled in the merger and the reporting person became entitled to receive a cash payment equal to the product of (i) the number of shares of common stock subject to such stock appreciation right and (ii) the amount, if any, by which $92.00 exceeds the exercise price per share of such stock appreciation right.
  • [F5]Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2009, 2010, 2011 and 2012.
  • [F6]Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2008, 2009, 2010 and 2011.

Issuer

BUCYRUS INTERNATIONAL INC

CIK 0000740761

Entity typeother

Related Parties

1
  • filerCIK 0001490410

Filing Metadata

Form type
4
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 7:04 PM ET
Size
21.6 KB