Klein Michael S 4
4 · ICAD INC · Filed Feb 25, 2020
Insider Transaction Report
Form 4
ICAD INCicad
Klein Michael S
Director
Transactions
- Conversion
Common Stock
2020-02-21$4.00/sh+25,000$100,000→ 25,000 total(indirect: By Trust) - Conversion
Common Stock
2020-02-21$12.08/sh+828$10,002→ 25,828 total(indirect: By Trust) - Conversion
Convertible Debenture
2020-02-21−100,000→ 0 total(indirect: By Trust)Exercise: $4.00From: 2018-12-21Exp: 2021-12-21→ Common Stock (25,000 underlying) - Conversion
Convertible Debenture
2020-02-21−10,000→ 0 total(indirect: By Trust)Exercise: $12.08From: 2020-02-21Exp: 2021-12-21→ Common Stock (828 underlying)
Footnotes (2)
- [F1]Represents the shares of common stock issuable upon forced conversion of the outstanding principal amount of the convertible debenture by dividing the outstanding principal amount of the convertible debenture by the conversion rate of $4.00 per share.
- [F2]Represents the shares of common stock issuable as pre-make whole conversion shares by dividing the make whole amount under the convertible debenture by the make whole conversion rate as of February 20, 2020 of $12.08 per share.