4//SEC Filing
SUNTRUST BANKS INC 4
Accession 0000750556-03-000022
CIK 0000750556operating
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 2:23 PM ET
Size
15.6 KB
Accession
0000750556-03-000022
Insider Transaction Report
Form 4
CLAY JOHN W JR
Vice Chairman
Transactions
- Sale
Common Stock
2003-07-28$61.75/sh−5,200$321,100→ 20,227 total - Sale
Common Stock
2003-07-28$61.87/sh−700$43,309→ 25,427 total
Holdings
- 4,171.532(indirect: By Trust)
Common Stock
- 6,434(indirect: By Trust)
Common Stock
- 5,807.259
Phantom Stock Units
→ Common Stock (5,807.259 underlying) - 50,000
Option
Exercise: $51.13From: 2003-11-14Exp: 2010-11-14→ Common Stock (50,000 underlying) - 503.841(indirect: By Trust)
Common Stock
- 14,500
Option
Exercise: $30.25From: 1995-08-08Exp: 2005-08-07→ Common Stock (14,500 underlying) - 15,000
Option
Exercise: $73.06From: 2002-11-09Exp: 2009-11-09→ Common Stock (15,000 underlying) - 8,561.383(indirect: By 401(k))
Common Stock
- 200(indirect: By Trust)
Common Stock
- 40,000
Phantom Stock Units
→ Common Stock (40,000 underlying) - 1,119.38(indirect: By Trust)
Common Stock
- 100,000
Option
Exercise: $64.57From: 2004-11-13Exp: 2011-11-13→ Common Stock (100,000 underlying) - 8,738(indirect: By Spouse)
Common Stock
- 42,420(indirect: Restricted Stock)
Common Stock
Footnotes (12)
- [F1]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- [F10]This option becomes exercisable in 10% increments over 10 years or in the event of death, disability or change of control. This option was granted pursuant to the 1995 SunTrust Executive Stock Plan.
- [F11]Granted pursuant to the 1995 SunTrust Executive Stock Plan.
- [F12]Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
- [F2]John Clay Children's Family Trust.
- [F3]In family trust for Madelaine Wood Clay.
- [F4]In family trust for Abigail Campbell Clay.
- [F5]In family trust for Anne Cecile Meredith.
- [F6]In charitable lead unitrust.
- [F7]Restricted stock held under 1986 SunTrust Executive Stock Plan, 1995 SunTrust Executive Stock Plan and SunTrust Banks, Inc. 2000 Stock Plan. Subject to certain vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. All plans are exempt under Rule 16(b)-3.
- [F8]The reported phantom stock units were acquired under SunTrust Banks, Inc.'s 401(k) excess benefit plan. These securities convert to common stock on a one-for-one basis.
- [F9]Granted in exchange for restricted stock and will be paid out on various dates. These securities convert to common stock on a one-for-one basis.
Documents
Issuer
SUNTRUST BANKS INC
CIK 0000750556
Entity typeoperating
IncorporatedGA
Related Parties
1- filerCIK 0000750556
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 2:23 PM ET
- Size
- 15.6 KB