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4//SEC Filing

CLAY JOHN W JR 4

Accession 0000750556-04-000006

CIK 0000750556other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 12:45 PM ET

Size

14.8 KB

Accession

0000750556-04-000006

Insider Transaction Report

Form 4
Period: 2003-12-17
SUNTRUST BANKS INCSTI
CLAY JOHN W JR
Vice Chairman
Transactions
  • Gift

    Common Stock

    2003-12-17−514→ 5,920 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: Restricted Stock)
    42,420

  • Option

    Exercise: $64.57From: 2004-11-13Exp: 2011-11-13→ Common Stock (100,000 underlying)
    100,000

  • Common Stock

    (indirect: By Spouse)
    8,738

  • Common Stock

    19,227

  • Common Stock

    (indirect: By Trust)
    1,319.38

  • Phantom Stock Units

    → Common Stock (40,000 underlying)
    40,000

  • Option

    Exercise: $30.25From: 1995-08-08Exp: 2005-08-07→ Common Stock (14,500 underlying)
    14,500

  • Common Stock

    (indirect: By Trust)
    4,171.532

  • Common Stock

    (indirect: By Trust)
    400

  • Common Stock

    (indirect: By Trust)
    703.841

  • Option

    Exercise: $51.13From: 2003-11-14Exp: 2010-11-14→ Common Stock (50,000 underlying)
    50,000

  • Common Stock

    (indirect: By 401(k))
    8,602.365

  • Phantom Stock Units

    → Common Stock (5,850.142 underlying)
    5,850.142

  • Option

    Exercise: $73.06From: 2002-11-09Exp: 2009-11-09→ Common Stock (15,000 underlying)
    15,000
Footnotes (13)
  • [F1]This transaction is a gift.
  • [F10]Granted in exchange for restricted stock and will be paid out on various dates. These securities convert to common stock on a one-for-one basis.
  • [F11]This option becomes exercisable in 10% increments over 10 years or in the event of death, disability or change of control. This option was granted pursuant to the 1995 SunTrust Executive Stock Plan.
  • [F12]Granted pursuant to the 1995 SunTrust Executive Stock Plan.
  • [F13]Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
  • [F2]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  • [F3]John Clay Children's Family Trust.
  • [F4]In family trust for Madelaine Wood Clay.
  • [F5]In family trust for Abigail Campbell Clay.
  • [F6]In family trust for Anne Cecile Meredith.
  • [F7]In charitable lead unitrust.
  • [F8]Restricted stock held under 1986 SunTrust Executive Stock Plan, 1995 SunTrust Executive Stock Plan and SunTrust Banks, Inc. 2000 Stock Plan. Subject to certain vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. All plans are exempt under Rule 16(b)-3.
  • [F9]The reported phantom stock units were acquired under SunTrust Banks, Inc.'s 401(k) excess benefit plan. These securities convert to common stock on a one-for-one basis.

Documents

1 file

Issuer

SUNTRUST BANKS INC

CIK 0000750556

→
Entity typeother

Related Parties

1
  • filerCIK 0001181987

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:45 PM ET
Size
14.8 KB
View on SEC.gov