4//SEC Filing
SUNTRUST BANKS INC 4
Accession 0000750556-04-000144
CIK 0000750556operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 10:34 AM ET
Size
28.8 KB
Accession
0000750556-04-000144
Insider Transaction Report
Form 4
CLAY JOHN W JR
Vice Chairman
Transactions
- Gift
Common Stock
2004-12-07−890→ 14,688 total - Gift
Common Stock
2004-12-08−500→ 14,188 total - Gift
Common Stock
2004-12-07+250→ 1,069.38 total(indirect: By Trust)
Holdings
- 42,420(indirect: Restricted Stock)
Common Stock
- 5,920(indirect: By Trust)
Common Stock
- 1,285(indirect: By Trust)
Common Stock
- 50,000
Option
Exercise: $51.13From: 2003-11-14Exp: 2010-11-14→ Common Stock (50,000 underlying) - 5,300(indirect: By Trust)
Common Stock
- 14,500
Option
Exercise: $30.25From: 1995-08-08Exp: 2005-08-07→ Common Stock (14,500 underlying) - 15,000
Option
Exercise: $73.06From: 2002-11-09Exp: 2009-11-09→ Common Stock (15,000 underlying) - 3,592.532(indirect: By Trust)
Common Stock
- 6,206.996
Phantom Stock Units
→ Common Stock (6,206.996 underlying) - 40,000
Phantom Stock Units
→ Common Stock (40,000 underlying) - 8,738(indirect: By Spouse)
Common Stock
- 8,959.445(indirect: By 401(k))
Common Stock
- 100,000
Option
Exercise: $64.57From: 2004-11-13Exp: 2011-11-13→ Common Stock (100,000 underlying)
Footnotes (15)
- [F1]This transaction is a gift.
- [F10]Restricted stock held under 1986 SunTrust Executive Stock Plan, 1995 SunTrust Executive Stock Plan and SunTrust Banks, Inc. 2000 Stock Plan. Subject to certain vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. All plans are exempt under Rule 16(b)-3.
- [F11]The reported phantom stock units were acquired under SunTrust Banks, Inc.'s 401(k) excess benefit plan. These securities convert to common stock on a one-for-one basis.
- [F12]Granted in exchange for restricted stock and will be paid out on various dates. These securities convert to common stock on a one-for-one basis.
- [F13]This option becomes exercisable in 10% increments over 10 years or in the event of death, disability or change of control. This option was granted pursuant to the 1995 SunTrust Executive Stock Plan.
- [F14]Granted pursuant to the 1995 SunTrust Executive Stock Plan.
- [F15]Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
- [F2]TUA 93 Campbell Family Exempt Trust.
- [F3]TUA Anne Campbell Clay.
- [F4]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- [F5]John Clay Children's Family Trust.
- [F6]In family trust for Madelaine Wood Clay.
- [F7]In family trust for Abigail Campbell Clay.
- [F8]In family trust for Anne Cecile Meredith.
- [F9]In charitable lead unitrust.
Documents
Issuer
SUNTRUST BANKS INC
CIK 0000750556
Entity typeoperating
IncorporatedGA
Related Parties
1- filerCIK 0000750556
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 10:34 AM ET
- Size
- 28.8 KB