Home/Filings/4/0000750556-06-000136
4//SEC Filing

SHUFELDT R CHARLES 4

Accession 0000750556-06-000136

CIK 0000750556other

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 4:39 PM ET

Size

24.2 KB

Accession

0000750556-06-000136

Insider Transaction Report

Form 4
Period: 2006-07-09
SHUFELDT R CHARLES
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2006-07-09$76.44/sh+4,800$366,91227,225 total
  • Tax Payment

    Common Stock

    2006-07-09$76.44/sh2,038$155,78525,187 total
  • Exercise/Conversion

    Phantom Stock Units

    2006-07-09$76.44/sh4,800$366,9124,800 total
    Common Stock (4,800 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,039.699
  • Common Stock

    (indirect: Restricted Stock)
    27,600
  • Option

    Exercise: $73.06From: 2002-11-09Exp: 2009-11-09Common Stock (5,000 underlying)
    5,000
  • Option

    Exercise: $64.57From: 2004-11-13Exp: 2011-11-13Common Stock (10,000 underlying)
    10,000
  • Option

    Exercise: $61.54From: 2005-02-01Exp: 2012-02-01Common Stock (7,000 underlying)
    7,000
  • Option

    Exercise: $73.19From: 2007-02-10Exp: 2014-02-10Common Stock (18,000 underlying)
    18,000
  • Common Stock

    (indirect: By Spouse)
    7,787
  • Option

    Exercise: $54.28From: 2006-02-11Exp: 2013-02-11Common Stock (12,000 underlying)
    12,000
  • Option

    Exercise: $51.13From: 2003-11-14Exp: 2010-11-14Common Stock (9,350 underlying)
    9,350
  • Phantom Stock Units

    Common Stock (955.698 underlying)
    955.698
Footnotes (7)
  • [F1]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Includes 71.962 shares acquired under the SunTrust Banks, Inc. 401(k) Plan since the reporting persons last filing.
  • [F2]Restricted stock held under 1986 SunTrust Executive Stock Plan, 1995 SunTrust Executive Stock Plan and SunTrust Banks, Inc. 2000 Stock Plan. Subject to certain vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. All plans are exempt under Rule 16(b)-3.
  • [F3]The reported phantom stock units were acquired under SunTrust Banks, Inc.'s 401(k) excess benefit plan. These phantom stock units convert to common stock on a one-for-one basis.
  • [F4]Granted in exchange for restricted stock. Will be paid out on various dates. These phantom stock units convert to common stock on a one-for-one basis.
  • [F5]Granted pursuant to the 1995 SunTrust Executive Stock Plan.
  • [F6]Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
  • [F7]Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.

Issuer

SUNTRUST BANKS INC

CIK 0000750556

Entity typeother

Related Parties

1
  • filerCIK 0001182004

Filing Metadata

Form type
4
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 4:39 PM ET
Size
24.2 KB