Kuntz Thomas G 4
4 · SUNTRUST BANKS INC · Filed Feb 15, 2011
Insider Transaction Report
Form 4
Kuntz Thomas G
Corp. Executive Vice President
Transactions
- Tax Payment
Common Stock
2011-02-11$32.53/sh−1,228$39,947→ 22,388 total
Holdings
- 24,000
Option
Exercise: $71.03From: 2009-02-14Exp: 2016-02-14→ Common Stock (24,000 underlying) - 1,741.043
Phantom Stock Units
→ Common Stock (1,741.043 underlying) - 11,000
Option
Exercise: $54.28From: 2006-02-11Exp: 2013-02-11→ Common Stock (11,000 underlying) - 15,000
Option
Exercise: $73.19From: 2007-02-10Exp: 2014-02-10→ Common Stock (15,000 underlying) - 18,000
Option
Exercise: $73.14From: 2008-02-08Exp: 2015-02-08→ Common Stock (18,000 underlying) - 186,128
Option
Exercise: $9.06From: 2012-02-10Exp: 2019-02-10→ Common Stock (186,128 underlying) - 6,319.692
Common Stock
- 10,000(indirect: By Partnership)
Common Stock
- 50,000
Option
Exercise: $29.54From: 2011-12-31Exp: 2018-12-31→ Common Stock (50,000 underlying) - 76,387
Common Stock
- 21,237.08
Phantom Stock Units
→ Common Stock (21,237.08 underlying) - 10,000
Option
Exercise: $63.74From: 2005-08-01Exp: 2012-08-02→ Common Stock (10,000 underlying) - 19,000
Option
Exercise: $85.06From: 2010-02-13Exp: 2017-02-13→ Common Stock (19,000 underlying) - 34,000
Option
Exercise: $64.58From: 2011-02-12Exp: 2018-02-12→ Common Stock (34,000 underlying) - 23,616
Common Stock
- 12,000
Option
Exercise: $64.57From: 2004-11-13Exp: 2011-11-13→ Common Stock (12,000 underlying) - 69,700
Option
Exercise: $32.27From: 2014-02-08Exp: 2021-02-08→ Common Stock (69,700 underlying)
Footnotes (8)
- [F1]Includes 4,500 shares of restricted stock which vested on 02/09/2011.
- [F2]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- [F3]Restricted stock held under the SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Subject to certain vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. All plans are exempt under Rule 16(b)-3. Includes 5,000 shares which vest on 10/31/2011, 25,400 shares which vest on 02/10/2012, 18,071 shares which vest on 12/16/2013, 22,000 shares which vest on 02/08/2014 and 316 shares which vest on 03/19/2016.
- [F4]The reported phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These phantom stock units convert to common stock on a one-for-one basis.
- [F5]Represents stock units granted under the SunTrust Banks, Inc. 2009 Stock Plan paid as salary. The stock units will be settled in cash one half on March 31, 2011 and one half on March 31, 2012, unless settled earlier due to the executive's death.
- [F6]Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
- [F7]Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- [F8]Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan.