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SUNTRUST BANKS INC·4

Jan 4, 2:14 PM ET

WELLS JAMES M III 4

4 · SUNTRUST BANKS INC · Filed Jan 4, 2012

Insider Transaction Report

Form 4Exit
Period: 2011-12-31
SUNTRUST BANKS INCSTI
WELLS JAMES M III
DirectorChairman
Transactions
  • Disposition to Issuer

    Common Stock

    [F1]
    2011-12-31$17.70/sh−17,543$310,511→ 227,503.596 total
  • Award

    Phantom Stock

    [F6]
    2011-12-31+32,012→ 32,012 total
    → Common Stock (32,012 underlying)
  • Disposition to Issuer

    Option

    [F8]
    2011-12-31−9,360→ 240,640 total
    Exercise: $9.06From: 2011-12-31Exp: 2019-02-10→ Common Stock (240,640 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    12,267

  • Common Stock

    [F2]
    (indirect: By 401(k))
    1,713.616

  • Common Stock

    [F3]
    (indirect: GRAT)
    8,184.882

  • Phantom Stock

    [F4]
    → Common Stock (7,949.446 underlying)
    7,949.446

  • Phantom Stock

    [F5]
    → Common Stock (57,560.844 underlying)
    57,560.844

  • Option

    [F7]
    Exercise: $54.28From: 2006-02-11Exp: 2013-02-11→ Common Stock (100,000 underlying)
    100,000

  • Option

    [F7]
    Exercise: $73.19From: 2007-02-10Exp: 2014-02-10→ Common Stock (100,000 underlying)
    100,000

  • Option

    [F8]
    Exercise: $73.14From: 2008-02-08Exp: 2015-02-08→ Common Stock (60,000 underlying)
    60,000

  • Option

    [F8]
    Exercise: $71.03From: 2009-02-14Exp: 2016-02-14→ Common Stock (100,000 underlying)
    100,000

  • Option

    [F8]
    Exercise: $85.06From: 2010-02-13Exp: 2017-02-13→ Common Stock (163,000 underlying)
    163,000

  • Option

    [F8]
    Exercise: $64.58From: 2011-02-12Exp: 2018-02-12→ Common Stock (250,000 underlying)
    250,000

  • Option

    [F9]
    Exercise: $29.20From: 2012-04-01Exp: 2021-04-01→ Common Stock (84,439 underlying)
    84,439
Footnotes (9)
  • [F1]Reflects pro rata vesting upon retirement and netting of shares to satisfy applicable withholding taxes of restricted stock granted in 2009. Also reflects forfeiture of 62,913 shares of restricted stock granted in 2010.
  • [F2]Because the stock fund components of the 401(k) Plan is accounted for in unit accounting, the number of shares equivalents varies based on the closing price of SunTrust Stock on the applicable measurement date.
  • [F3]Includes shares acquired upon dividend reinvestment since reporting person's last report.
  • [F4]The reported phantom stock units were acquired under SunTrust Banks, Inc's Deferred Compensation Plan. These phantom stock units convert to common stock on a one-for-one basis.
  • [F5]Represents stock units granted under the SunTrust Banks, Inc. 2009 Stock Plan paid as salary. Remainder will be settled on March 31, 2012, unless settled earlier due to executive's death.
  • [F6]Reflects satisfaction of performance vesting condition (Tier 1 Capital) as of December 31, 2011 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 1, 2011. Grant was exempt pursuant to Rule 16b-3. Award remains subject to time-vesting criterion and will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed.
  • [F7]Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
  • [F8]Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
  • [F9]Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vest annually over three years.
Signature
David A. Wisniewski, Attorney-in-Fact for James M. Wells III|2012-01-04

Documents

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