Kuntz Thomas G 4
4 · SUNTRUST BANKS INC · Filed Jun 22, 2012
Insider Transaction Report
Form 4
Kuntz Thomas G
Corp. Executive Vice President
Transactions
- Tax Payment
Common Stock
2012-06-20$23.42/sh−849$19,884→ 89.847 total
Holdings
- 10,000(indirect: By Partnership)
Common Stock
- 50,000
Option
Exercise: $29.54From: 2011-12-31Exp: 2018-12-31→ Common Stock (50,000 underlying) - 186,128
Option
Exercise: $9.06From: 2012-02-10Exp: 2019-02-10→ Common Stock (186,128 underlying) - 6,395.132(indirect: By 401(k))
Common Stock
- 10,000
Option
Exercise: $63.74From: 2005-08-01Exp: 2012-08-02→ Common Stock (10,000 underlying) - 11,000
Option
Exercise: $54.28From: 2006-02-11Exp: 2013-02-11→ Common Stock (11,000 underlying) - 69,700
Option
Exercise: $32.27From: 2014-02-08Exp: 2021-02-08→ Common Stock (69,700 underlying) - 18,000
Option
Exercise: $73.14From: 2008-02-08Exp: 2015-02-08→ Common Stock (18,000 underlying) - 19,000
Option
Exercise: $85.06From: 2010-02-13Exp: 2017-02-13→ Common Stock (19,000 underlying) - 1,755.624
Phantom Stock
→ Common Stock (1,755.624 underlying) - 15,000
Option
Exercise: $73.19From: 2007-02-10Exp: 2014-02-10→ Common Stock (15,000 underlying) - 24,000
Option
Exercise: $71.03From: 2009-02-14Exp: 2016-02-14→ Common Stock (24,000 underlying) - 34,000
Option
Exercise: $64.58From: 2011-02-12Exp: 2018-02-12→ Common Stock (34,000 underlying) - 30,000
Option
Exercise: $21.67Exp: 2022-02-14→ Common Stock (30,000 underlying)
Footnotes (7)
- [F1]Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(b)-3. Also includes the following shares which are subject to forfeiture: 1,200 which vest on 9/16/2012; 18,071 which vest on 12/16/2012; 1,200 which vest on 3/6/2013; 1,200 which vest on 7/14/2013; 22,000 which vest on 2/8/2014; and 316 which vest on 3/31/2016.
- [F2]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- [F3]The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
- [F4]Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
- [F5]Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- [F6]Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan.
- [F7]Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. One third of the award vests each year for three years.