SUNTRUST BANKS INC 4

4 · SUNTRUST BANKS INC · Filed Feb 13, 2017

Form 4

Period: 2017-02-09

Corp. EVP & General Counsel

Transactions

Exercise/Conversion
Common Stock
2017-02-09$57.73/sh+2,394.095$138,211→ 15,959.659 total
Tax Payment
Common Stock
2017-02-09$57.73/sh−743$42,893→ 15,216.659 total
Sale
Common Stock
2017-02-09$57.84/sh−2,599$150,326→ 12,617.659 total
Sale
Common Stock
2017-02-09$57.85/sh−7,401$428,148→ 5,216.659 total
Exercise/Conversion
Common Stock
2017-02-10$57.76/sh+2,199.654$127,052→ 7,416.313 total
Tax Payment
Common Stock
2017-02-10$57.76/sh−682$39,392→ 6,734.313 total
Exercise/Conversion
Phantom Stock
2017-02-10−2,199.654→ 0 total
From: 2017-02-10→ Common Stock (2,199.654 underlying)
Exercise/Conversion
Phantom Stock
2017-02-09−2,394.095→ 0 total
From: 2017-02-09→ Common Stock (2,394.095 underlying)

Holdings

Common Stock
(indirect: By 401(k))
1,046.535
Phantom Stock
From: 2015-02-21→ Common Stock (2,315 underlying)
2,315
Phantom Stock
From: 2016-02-21→ Common Stock (2,315 underlying)
2,315
Phantom Stock
From: 2017-02-21→ Common Stock (2,316 underlying)
2,316
Phantom Stock
From: 2018-02-10→ Common Stock (2,104 underlying)
2,104
Phantom Stock
From: 2018-02-09→ Common Stock (2,339 underlying)
2,339
Phantom Stock
From: 2019-02-09→ Common Stock (2,339 underlying)
2,339
Option
Exercise: $85.06From: 2010-02-13Exp: 2017-02-13→ Common Stock (18,000 underlying)
18,000
Option
Exercise: $64.58From: 2011-02-12Exp: 2018-02-12→ Common Stock (33,500 underlying)
33,500

Footnotes (5)

[F1]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
[F2]Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
[F3]Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
[F4]Represents time-vested restricted stock units granted on February 9, 2016 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
[F5]Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.

Documents

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