Home/Filings/4/0000750556-17-000172
4//SEC Filing

Fortin Raymond D 4

Accession 0000750556-17-000172

CIK 0000750556other

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 2:41 PM ET

Size

15.2 KB

Accession

0000750556-17-000172

Insider Transaction Report

Form 4
Period: 2017-11-07
Fortin Raymond D
Corp. EVP & General Counsel
Transactions
  • Sale

    Common Stock

    2017-11-0713,000532.131 total
Holdings
  • Phantom Stock

    From: 2018-02-09Common Stock (2,339 underlying)
    2,339
  • Option

    Exercise: $64.58From: 2011-02-12Exp: 2018-02-12Common Stock (33,500 underlying)
    33,500
  • Common Stock

    (indirect: By 401(k))
    1,044.268
  • Phantom Stock

    From: 2019-02-09Common Stock (2,339 underlying)
    2,339
  • Common Stock

    From: 2017-02-21Exp: 2018-02-21Common Stock (3,448.514 underlying)
    3,448.514
  • Phantom Stock

    From: 2018-02-10Common Stock (2,104 underlying)
    2,104
  • Phantom Stock

    From: 2020-02-14Exp: 2020-02-14Common Stock (3,904.783 underlying)
    3,904.783
Footnotes (7)
  • [F1]Sold at prices ranging from $59.991 to $60.041.
  • [F2]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  • [F3]Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  • [F4]Represents time-vested restricted stock units granted on February 9, 2016 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  • [F5]Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
  • [F6]Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares.
  • [F7]Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.

Issuer

SUNTRUST BANKS INC

CIK 0000750556

Entity typeother

Related Parties

1
  • filerCIK 0001311783

Filing Metadata

Form type
4
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 2:41 PM ET
Size
15.2 KB