Gillani Aleem 4

4 · SUNTRUST BANKS INC · Filed Feb 13, 2018

Insider Transaction Report

Form 4

Period: 2018-02-09

SUNTRUST BANKS INCSTI

Gillani Aleem

Corp. Exex. Vice Pres and CFO

Transactions

Exercise/Conversion
Common Stock
2018-02-09$67.48/sh+3,325.483$224,404→ 258,940.953 total
Tax Payment
Common Stock
2018-02-09$67.48/sh−1,031$69,572→ 257,909.953 total
Exercise/Conversion
Common Stock
2018-02-09$67.48/sh+3,799.527$256,392→ 201,709.48 total
Tax Payment
Common Stock
2018-02-09$67.48/sh−1,178$79,491→ 260,531.48 total
Exercise/Conversion
Phantom Stock
2018-02-09−3,325.423→ 0 total
From: 2018-02-10→ Common Stock (3,325.423 underlying)
Exercise/Conversion
Phantom Stock
2018-02-09−3,799.527→ 0 total
From: 2018-02-09→ Common Stock (3,799.527 underlying)

Holdings

Common Stock
(indirect: By 401(k))
7,102.039
Common Stock
(indirect: Custodial Account)
1,500
Common Stock
(indirect: By IRA)
950
Common Stock
(indirect: By IRA)
400
Phantom Stock
→ Common Stock (1,083.759 underlying)
1,083.759
Phantom Stock
From: 2019-02-09→ Common Stock (3,632 underlying)
3,632
Phantom Stock
From: 2020-02-14Exp: 2020-02-14→ Common Stock (5,773.578 underlying)
5,773.578
Phantom Stock
From: 2017-02-21Exp: 2018-02-21→ Common Stock (5,098.94 underlying)
5,098.94

Footnotes (7)

[F1]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
[F2]Shares are held in a custodial account for the benefit of an adult familiy member over which account the reporting person has investment and voting control.
[F3]Acquired under the SunTrust Banks, Inc. Deferred Compensation Plan. These convert to common stock on a one-for-one basis.
[F4]Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
[F5]Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
[F6]Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under rule 16b-03. Transactionsrepresents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares.
[F7]Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock.

Documents

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