Home/Filings/4/0000750556-18-000075
4//SEC Filing

Freeman Thomas E 4

Accession 0000750556-18-000075

CIK 0000750556other

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 12:49 PM ET

Size

14.3 KB

Accession

0000750556-18-000075

Insider Transaction Report

Form 4
Period: 2018-02-21
Freeman Thomas E
Corp. EVP & Chief Credit Off.
Transactions
  • Exercise/Conversion

    Common Stock

    2018-02-21$71.45/sh+5,729.688$409,386154,002.446 total
  • Tax Payment

    Common Stock

    2018-02-21$71.45/sh2,464$176,053151,538.446 total
  • Exercise/Conversion

    Phantom Stock

    2018-02-215,729.6880 total
    From: 2017-02-21Exp: 2018-02-21Common Stock (5,729.688 underlying)
Holdings
  • Phantom Stock Units

    Common Stock (1,589.159 underlying)
    1,589.159
  • Phantom Stock

    From: 2019-02-09Exp: 2019-02-09Common Stock (22,618 underlying)
    22,618
  • Phantom Stock

    From: 2018-02-14Exp: 2020-02-14Common Stock (5,773.578 underlying)
    3,804.746
  • Common Stock

    (indirect: By 401(k))
    650.176
Footnotes (5)
  • [F1]Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
  • [F2]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  • [F3]The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
  • [F4]Represents time-vested restricted stock unit award granted on February 14th, 2017 under the SunTrust Banks, Inc 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will be settled in share of common stock. The restricted unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligtions by netting shares.
  • [F5]Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.

Issuer

SUNTRUST BANKS INC

CIK 0000750556

Entity typeother

Related Parties

1
  • filerCIK 0001352118

Filing Metadata

Form type
4
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 12:49 PM ET
Size
14.3 KB