Lienhard Jerome T 4

4 · SUNTRUST BANKS INC · Filed May 15, 2018

Form 4

Period: 2018-05-14

President & CEO SunTrust Mortg

Transactions

Holdings

Phantom Stock
→ Common Stock (1,290.403 underlying)
1,290.403
Phantom Stock
From: 2019-02-09Exp: 2019-02-09→ Common Stock (3,459 underlying)
3,459
Phantom Stock
From: 2018-02-14Exp: 2020-02-14→ Common Stock (5,773.578 underlying)
3,804.746
Phantom Stock
From: 2019-02-13→ Common Stock (1,877.209 underlying)
1,877.209
Phantom Stock
From: 2020-02-13→ Common Stock (1,877.209 underlying)
1,877.209
Phantom Stock
From: 2021-02-13→ Common Stock (1,877.209 underlying)
1,877.209

Footnotes (5)

[F1]Represents weighted average price; the shares were sold as part of a series of transactions on the same day at prices ranging from $69.00 to $69.14 per share.
[F2]Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
[F3]The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
[F4]Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares.
[F5]Represents time-vested restricted stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

Documents

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