4//SEC Filing
Wagner Joseph H 4
Accession 0000758004-10-000153
CIK 0000758004other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:52 PM ET
Size
12.1 KB
Accession
0000758004-10-000153
Insider Transaction Report
Form 4
NOVELL INCNOVL
Wagner Joseph H
SVP & GM, SRM
Transactions
- Tax Payment
Common Stock
2010-12-14$5.99/sh−8,178$48,986→ 305,745 total - Award
Common Stock
2010-12-14+25,756→ 313,923 total - Award
Stock Option (right to buy)
2010-12-14+19,405→ 38,810 totalExercise: $6.71From: 2010-12-14Exp: 2015-12-18→ Common Stock (19,405 underlying) - Award
Stock Option (right to buy)
2010-12-14+58,593→ 58,593 totalExercise: $3.64From: 2010-12-14Exp: 2016-12-16→ Common Stock (58,593 underlying)
Footnotes (4)
- [F1]Represents restricted stock units, granted to the reporting person on December 16, 2008, that vested on December 14, 2010, based upon satisfaction of certain predetermined performance criteria for fiscal 2010. The vested units were automatically converted into common stock on a one-for-one basis on the vesting date.
- [F2]Represents shares withheld to satisfy the tax liability of the reporting person upon the vesting of 25,756 shares under a Restricted Stock Unit award.
- [F3]On December 18, 2007, the reporting person was granted an option to purchase 77,620 shares of common stock. The option vests in four equal annual installments based on Novell's satisfaction of certain performance criteria for each of the fiscal years ending October 31, 2008, 2009, 2010 and 2011. The performance criteria for 2010 were met, resulting in the vesting of the option as to 19,405 shares.
- [F4]On December 16, 2008, the reporting person was granted an option to purchase 117,187 shares of common stock. The option vests in four equal annual installments based on Novell's satisfaction of certain performance criteria for each of the fiscal years ending October 31, 2009, 2010, 2011 and 2012. The performance criteria for 2010 were met, resulting in the vesting of the option as to 58,593 shares.
Documents
Issuer
NOVELL INC
CIK 0000758004
Entity typeother
Related Parties
1- filerCIK 0001478736
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 4:52 PM ET
- Size
- 12.1 KB